DFX Intelligence

J••••••• M•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••••••• M•••••• W••••

Advisor at A••••• F•••••••• A•••••••• L••

Charlotte, NC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:b7212f24-5b20-f3e3-ab4f-94d9b91cdf5b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• F•••••••• A•••••••• L••	Independent wealth	Jul 3, 2025	n/a	yes	Charlotte, NC\|CHARLOTTE, NC	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	May 20, 2014	Jun 6, 2025	no	CHARLOTTE, NC\|Charlotte, NC\|Charlotte, NC\|Charlotte, NC\|Frisco, TX\|Charlotte, NC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	A••••• F•••••••• A•••••••• L••	Jun 6, 2025	Jul 3, 2025	27	Firm change	Ibd to RIA
W•••• F•••• A•••••••	A••••• A•• P••••••• S•••••••	May 19, 2014	May 20, 2014

Relationships

Registered with (3)

→ A••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
May 20, 2014 to Jun 6, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Sep 18, 2012 to May 19, 2014factForm ADV

Dated events

Occurred
Jun 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7212f24-5b20-f3e3-ab4f-94d9b91cdf5b
First observed: Sep 18, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.