DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Dec 8, 2023 | n/a | yes | Baltimore, MD | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Oct 14, 2020 | Oct 10, 2023 | no | KING OF PRUSSIA, PA|COLUMBIA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | J••• M••••• S••••••••• L•• | Oct 10, 2023 | Dec 8, 2023 | 59 | Firm change | Ibd to wirehouse |
| B••• S••••••••• L•• | T••••• A••••••• S•••••••• I••• | Feb 17, 2021 | Oct 14, 2020 |
| B••• S••••••••• L•• | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | CHARLOTTE, NC|COLUMBIA, MD|RICHMOND, VA | Previous registration |
| B••• I••••••••• S•••••••• I••• | Former SEC adviser | Jul 3, 2014 | Jan 2, 2018 | no | CHARLOTTE, NC|COLUMBIA, MD | Previous registration |
| G•••• J••••••• W••••• A••••••• | Independent wealth | Sep 21, 2012 | Jun 30, 2014 | no | OWINGS MILLS, MD | Previous registration |
| -126 |
| Bulk transfer |
| Ibd to ibd |
| B••• I••••••••• S•••••••• I••• | B••• S••••••••• L•• | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| G•••• J••••••• W••••• A••••••• | B••• I••••••••• S•••••••• I••• | Jun 30, 2014 | Jul 3, 2014 | 3 | Firm change | Other |