G•••••• G•••••

Advisor at E••••• J••••

BEVERLY HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b72ffabc-2ddf-003b-ab9b-30cb617ef0e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 6, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jun 21, 2024	n/a	yes	BEVERLY HILLS, CA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Oct 31, 2022	Jun 27, 2024	no	Woodland Hills, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	E••••• J••••	Jun 27, 2024	Jun 21, 2024	-6	Firm change	Ibd to ibd
L•• F•••••••• L••	R•••••• J•••• • A••••••••• I•••	Sep 19, 2022	Oct 31, 2022

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
Jun 21, 2024 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2022 to Jun 27, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 24, 2015 to Sep 19, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Jun 27, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 19, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b72ffabc-2ddf-003b-ab9b-30cb617ef0e8
First observed: Jan 16, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.