DFX Intelligence

C••••• A•••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••• A•••• L••••

Advisor at R•• C••••••• L••

SUGAR LAND, TX | Biloxi, MS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• C••••••• L••	Independent wealth	May 3, 2023	n/a	yes	Biloxi, MS\|SUGAR LAND, TX	Current employment
F••••••••• I••••••••• A••••••• L••	Independent wealth	Mar 28, 2022	Oct 30, 2024	no	PHOENIX, AZ\|Biloxi, MS\|Pensacola, FL\|Mobile, AL\|Daphne, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••••• I••••••••• A••••••• L••	R•• C••••••• L••	Oct 30, 2024	May 3, 2023	-546	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
175083:310635:AL:2024-10-30	Oct 30, 2024	May 3, 2023	DAPHNE, AL	Firm change after gap

Relationships

Registered with (2)

→ R•• C••••••• L••Registered adviserregistration: current employment
May 3, 2023 to presentfactForm ADV
→ F••••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Mar 28, 2022 to Oct 30, 2024factForm ADV

Dated events

Order

Occurred
30 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2022
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.