DFX Intelligence

J•••••• S•••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

J•••••• S•••• F••••••

Advisor at J••• M••••• S••••••••• L••

Greenwich, CT

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Search this name across graphsid dfx:ria:b736c326-f79a-804a-0c59-534704a3bd4b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 19, 2024	n/a	yes	Greenwich, CT	Current employment
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Apr 14, 2017	Jul 24, 2024	no	WILTON, CT\|Greenwich, CT\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• P•••••• C••••• W••••• L••	J••• M••••• S••••••••• L••	Jul 24, 2024	Jul 19, 2024	-5	Firm change	Ibd to wirehouse
P••••• F•••••••• S•••••••• L••	T• P•••••• C••••• W••••• L••	Jan 3, 2017	Apr 14, 2017

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jul 19, 2024 to presentfactForm ADV
→ T• P•••••• C••••• W••••• L••Registered adviserregistration: previous registration
Apr 14, 2017 to Jul 24, 2024factForm ADV
→ P••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 16, 2015 to Jan 3, 2017factForm ADV
→ D••••••• S••••••••• L••

Dated events

Occurred
Jul 24, 2024
Advisor changed firm
J•••••• S•••• F•••••• left T• P•••••• C••••• W••••• L•• for J••• M••••• S••••••••• L•• (registered 2024-07-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b736c326-f79a-804a-0c59-534704a3bd4b
First observed: Jul 12, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.