DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J•••••••• I••••••••• A••••••• L••
NEW YORK, NY | McKinney, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J•••••••• I••••••••• A••••••• L•• | Mixed wealth | Jan 14, 2026 | n/a | yes | McKinney, TX|NEW YORK, NY | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Feb 6, 2018 | Feb 11, 2026 | no | DALLAS, TX|MINNEAPOLIS, MN|Frisco, TX|McKinney, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | J•••••••• I••••••••• A••••••• L•• | Feb 11, 2026 | Jan 14, 2026 | -28 | Firm change | Ibd to ibd |
| S•••••••• A••••••• L•• | R•• C•••••• M••••••• L•• | Mar 9, 2015 | Feb 6, 2018 |
| S•••••••• A••••••• L•• | National bd RIA | May 21, 2010 | Mar 9, 2015 | no | IRVING, TX|DALLAS, TX | Previous registration |
| A••••••• A••••••• S••••••• | Former SEC adviser | Apr 3, 2009 | Apr 6, 2010 | no | DES MOINES, IA|LINCOLN, NE | Previous registration |
| E•• C••••••••• | Former SEC adviser | Jul 10, 2007 | Oct 10, 2007 | no | DALLAS, TX | Previous registration |
| 1,065 |
| Firm change after gap |
| Ibd to ibd |
| A••••••• A••••••• S••••••• | S•••••••• A••••••• L•• | Apr 6, 2010 | May 21, 2010 | 45 | Firm change | Other |
| E•• C••••••••• | A••••••• A••••••• S••••••• | Oct 10, 2007 | Apr 3, 2009 | 541 | Firm change after gap | Other |