DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

EFG CORPORATION

CRD 132477

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8ba655c-3f57-c14f-8475-e6ce2a21d01e

Data as of Nov 21, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 21, 2011 to Nov 21, 2011
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $223MItem 5.F on the latest filing (2011-11-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $223M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 531
SEC number: 801-67145
CRD: 132477
Filings on the tape: 1
First filed: Nov 21, 2011
Latest filed: Nov 21, 2011
Organised: Corporation, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GEORGOPOULOS, JERRY, PETER	PRESIDENT AND CHIEF COMPLIANCE OFFICER	E	yes	01/2004	Nov 21, 2011	Nov 21, 2011

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BURNS WEALTH MANAGEMENT, INC.	n/a	Former SEC adviser	$6.0B	N	yes	n/a

Relationships

Affiliated with (1)

→ EXENCIAL WEALTH ADVISORSRegistered adviserother investment adviser, common control
factForm ADV

Controls (1)

← GEORGOPOULOS, JERRY, PETEROwnerPRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 21, 2011 to presentfactForm ADV

Registered with (3)

← NORMAN SCOTT GUNNAdvisorregistration: previous registration
Mar 25, 2009 to Jul 6, 2009factForm ADV
← Robert Charles SternAdvisorregistration: previous registration
Jul 10, 2007 to Oct 10, 2007factForm ADV
← MARK RUSSELL FALLINGAdvisorregistration: previous registration
Jan 31, 2006 to Jun 8, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d8ba655c-3f57-c14f-8475-e6ce2a21d01e
First observed: Nov 21, 2011
Last observed: Nov 21, 2011 180 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EFG CORPORATION

CRD 132477

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d8ba655c-3f57-c14f-8475-e6ce2a21d01e

Data as of Nov 21, 2011 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GEORGOPOULOS, JERRY, PETER

PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2004

Nov 21, 2011

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BURNS WEALTH MANAGEMENT, INC.

n/a

Former SEC adviser

$6.0B

yes

n/a