DFX Intelligence

K•••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

K•••••••• K•••••

Advisor at E••••• J••••

LAMESA, TX

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Search this name across graphsid dfx:ria:b746e739-ac43-4156-6b53-62b2b61a4d07

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 22, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Oct 15, 2024	n/a	yes	LAMESA, TX	Current employment
C••••• P••••••• L••	Independent wealth	Jun 14, 2022	Aug 12, 2024	no	NEW YORK, NY\|MIDLAND, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• L••	E••••• J••••	Aug 12, 2024	Oct 15, 2024	64	Firm change	RIA to ibd
F•• F••••••••	C••••• P••••••• L••	Jul 1, 2022	Jun 14, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
139347:151559:VA:2022-07-01	Jul 1, 2022	Jun 14, 2022	RESTON, VA	Firm change

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
Jun 14, 2022 to Aug 12, 2024factForm ADV
→ F•• F••••••••Registered adviserregistration: previous registration
Dec 22, 2021 to Jul 1, 2022factForm ADV

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
K•••••••• K••••• left C••••• P••••••• L•• for E••••• J•••• (registered 2024-10-15)
Form ADVobserved 7 days ago
Occurred
Jul 1, 2022
Advisor changed firm
K•••••••• K••••• left F•• F•••••••• for C••••• P••••••• L•• (registered 2022-06-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b746e739-ac43-4156-6b53-62b2b61a4d07
First observed: Dec 22, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.