B•••• L•••••

Advisor at W•••••• A•••••••• L••

Seattle, WA | BIRMINGHAM, AL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b74fd2cf-722a-ba6b-6fc0-f5b307992098

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 4, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Dec 15, 2025	n/a	yes	Seattle, WA\|BIRMINGHAM, AL	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jun 29, 2023	Nov 20, 2025	no	LAKE STEVENS, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	W•••••• A•••••••• L••	Nov 20, 2025	Dec 15, 2025	25	Firm change	Ibd to RIA
C••••• A•••••• N••••••• L••	C••••• I••••••••• A••••••• L••	Jun 29, 2023	Jun 29, 2023

Relationships

Registered with (5)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Dec 15, 2025 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jun 29, 2023 to Nov 20, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Oct 4, 2022 to Jun 29, 2023factForm ADV
→ T•• R••••••••• S••••••• L••

Dated events

Occurred
Nov 20, 2025
A•••••• firm change
B•••• L••••• left C••••• I••••••••• A••••••• L•• for W•••••• A•••••••• L•• (registered 2025-12-15)
Form ADVobserved 7 days ago
Occurred
Sep 21, 2022
A•••••• firm change
B•••• L••••• left T•• R••••••••• S••••••• L•• for C••••• A•••••• N••••••• L•• (registered 2022-10-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b74fd2cf-722a-ba6b-6fc0-f5b307992098
First observed: Nov 4, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.