DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• L•••••

W•••••• A•••••••• L••independent RIASeattle, Wa IA-onlyIAPD 7042052

Feed of 09/15/2026

Also filed as B•••• Alan L•••••

At current firm

0 y

since Dec 15, 2025

In the industry

11 y

since Apr 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••••• A•••••••• L•• independent RIA current
since Dec 15, 2025 · Seattle, Wa
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 29, 2023 to Nov 20, 2025 · Lake Stevens, Wa
C••••• A•••••• N••••••• L•• former
Oct 4, 2022 to Jun 29, 2023 · Lake Stevens, Wa
T•• R••••••••• S••••••• L•• independent RIA
Jun 24, 2020 to Sep 21, 2022 · Redmond, Wa
L•••••• I••••••••• A•••••••• L•• no RAUM
Nov 4, 2019 to Jun 12, 2020 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to W•••••• A•••••••• L••
left Nov 20, 2025, registered Dec 15, 2025 (25 days) · Affiliated broker-dealer or bank to independent RIA
C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
T•• R••••••••• S••••••• L•• to C••••• A•••••• N••••••• L••
left Sep 21, 2022, registered Oct 4, 2022 (13 days) · RIA to affiliated broker-dealer or bank
L•••••• I••••••••• A•••••••• L•• to T•• R••••••••• S••••••• L••
left Jun 12, 2020, registered Jun 24, 2020 (12 days) · Other

Signals

B•••• L••••• left C••••• I••••••••• A••••••• L•• for W•••••• A•••••••• L•• (registered 2025-12-15)
Nov 20, 2025 · a•••••• firm change · fact
B•••• L••••• left T•• R••••••••• S••••••• L•• for C••••• A•••••• N••••••• L•• (registered 2022-10-04)
Sep 21, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address