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RIA / WealthAdvisor40 years in industry

ANTHONY JACOB GARCIA

Advisor at APOLLON WEALTH MANAGEMENT, LLC

Miami Beach, FL | MOUNT PLEASANT, SC

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Search this name across graphsid dfx:ria:b7663124-8452-c635-779e-0905d29a2f9f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 31, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 1, 1986
First registration: Mar 31, 1999
Dual registered: no
Other names: ANTHONY JACOB GARCIA|ANTHONY J GARCIA|ANTHONY Jacob GARCIA
IAPD individual key: 1471037

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Mar 23, 2021	n/a	yes	MOUNT PLEASANT, SC\|Miami Beach, FL	Current employment
BLUE CHIP WEALTH MANAGEMENT, INC.	Former SEC adviser	Jan 25, 2016	Mar 30, 2021	no	Miami Beach, FL	Previous registration
DANIEL WEALTH ADVISORS	Former SEC adviser	Sep 23, 2015	May 25, 2016	no	Miami Beach, FL	Previous registration
PLATINUM WEALTH PARTNERS	Former SEC adviser	Mar 1, 2012	Nov 19, 2015	no	TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 8, 2012	no	MIAMI BEACH, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 25, 2006	Jun 1, 2009	no	MIAMI BEACH, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 31, 1999	Sep 5, 2006	no	MIAMI, FL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLUE CHIP WEALTH MANAGEMENT, INC.	APOLLON WEALTH MANAGEMENT, LLC	Mar 30, 2021	Mar 23, 2021	-7	Firm change	RIA to RIA
DANIEL WEALTH ADVISORS	BLUE CHIP WEALTH MANAGEMENT, INC.	May 25, 2016	Jan 25, 2016	-121	Firm change after gap	Other
PLATINUM WEALTH PARTNERS	DANIEL WEALTH ADVISORS	Nov 19, 2015	Sep 23, 2015	-57	Firm change after gap	Other
MORGAN STANLEY	PLATINUM WEALTH PARTNERS	Feb 8, 2012	Mar 1, 2012	22	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	CITIGROUP GLOBAL MARKETS INC.	Sep 5, 2006	Sep 25, 2006	20	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281083:291902:FL:2021-03-30	Mar 30, 2021	Mar 23, 2021	MIAMI BEACH, FL	Firm change
145507:150382:FL:2015-11-19	Nov 19, 2015	Sep 23, 2015	TAMPA, FL	Firm change after gap

Relationships

Registered with (7)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Mar 23, 2021 to presentfactForm ADV
→ BLUE CHIP WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 25, 2016 to Mar 30, 2021factForm ADV
→ DANIEL WEALTH ADVISORSRegistered adviserregistration: previous registration
Sep 23, 2015 to May 25, 2016factForm ADV
→ PLATINUM WEALTH PARTNERSRegistered adviserregistration: previous registration
Mar 1, 2012 to Nov 19, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 8, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 25, 2006 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 31, 1999 to Sep 5, 2006factForm ADV

Dated events

No dated event names this entity yet.