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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ERIN SUE LANE

Advisor at PRINCIPAL SECURITIES, INC.

DES MOINES, IA | NASHVILLE, IN

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Search this name across graphsid dfx:ria:b76f37ab-d267-b17c-803e-42c53cce1c98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 18, 2001
First registration: Aug 27, 2004
Dual registered: yes, broker-dealer
Other names: ERIN SUE BRIDGEWATER|ERIN LANE
IAPD individual key: 3202545

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Jan 13, 2026	n/a	yes	NASHVILLE, IN\|DES MOINES, IA	Current employment
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC	Institutional manager	Feb 25, 2025	Dec 3, 2025	no	CARMEL, IN	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jan 28, 2025	Dec 23, 2025	no	PALM BEACH GARDENS, FL\|Carmel, IN	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Jul 20, 2015	Jul 9, 2024	no	COLORADO SPRINGS, CO\|Nashville, IN	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Aug 27, 2004	Aug 27, 2013	no	DOWNERS GROVE, IL\|DES MOINES, IA\|CLEVELAND, OH\|OMAHA, NE\|DES MOINES, IA\|LOMBARD, IL\|OMAHA, NE\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LINCOLN INVESTMENT	SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC	Dec 23, 2025	Feb 25, 2025	-301	Firm change after gap	Other
SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC	PRINCIPAL SECURITIES, INC.	Dec 3, 2025	Jan 13, 2026	41	Firm change	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	LINCOLN INVESTMENT	Jul 9, 2024	Jan 28, 2025	203	Firm change	Ibd to RIA
PRINCIPAL SECURITIES, INC.	T. ROWE PRICE ADVISORY SERVICES, INC.	Aug 27, 2013	Jul 20, 2015	692	Firm change after gap	Other

Relationships

Registered with (4)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Aug 27, 2004 to Aug 27, 2013factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jan 28, 2025 to Dec 23, 2025factForm ADV
→ SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCRegistered adviserregistration: previous registration
Feb 25, 2025 to Dec 3, 2025factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 20, 2015 to Jul 9, 2024factForm ADV

Dated events

Occurred
Dec 23, 2025
Advisor changed firm
Erin Sue Lane left Lincoln Investment for Shepherd Financial Investment Advisory Llc (registered 2025-02-25)
Form ADVobserved 6 days ago
Occurred
Dec 3, 2025
Advisor changed firm
Erin Sue Lane left Shepherd Financial Investment Advisory Llc for Principal Securities, Inc. (registered 2026-01-13)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2024
Advisor changed firm
Erin Sue Lane left T. Rowe Price Advisory Services, Inc. for Lincoln Investment (registered 2025-01-28)
Form ADVobserved 6 days ago