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CRD 288623
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| GEORGE ANDREW LAUCK | Certified Financial Planner | Canton, GA | Carmel, IN | CARMEL, IN | 6 | 42 | 2 | yes |
| Charles Curtis Clem | n/a | CARMEL, IN | 4 | 11 | n/a | no |
| LEAH MARIE SYLVESTER | n/a | CARMEL, IN | 2 | 11 | n/a | no |
| Matthew David Tendler | n/a | Wilmington, DE | CARMEL, IN | 2 | 14 | 1 | no |
| Kim Lynnette Astin | n/a | CARMEL, IN | Wilmington, DE | 2 | 15 | 1 | no |
| George David Biddle | n/a | CARMEL, IN | Wilmington, DE | 1 | 33 | 2 | no |
| Dennis R Stancoven | n/a | Myrtle Beach, SC | CARMEL, IN | 1 | 24 | 2 | no |
| Lucas C Smith | n/a | CARMEL, IN | 1 | 12 | n/a | no |
| Taylor Reed Wedmore | n/a | CARMEL, IN | 1 | 10 | 1 | no |
| Dane Christopher Young | n/a | CARMEL, IN | 1 | 12 | n/a | no |
| Leslie Shockley Ballantine | n/a | Louisville, KY | CARMEL, IN | 1 | 11 | 4 | no |
| Tyler Joseph Gilden | n/a | Wilmington, DE | CARMEL, IN | 0 | 10 | n/a | no |
| BREA NICOLE MORRISON DANTIN | n/a | Sarasota, FL | 0 | 21 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| SHEPHERD FINANCIAL HOLDINGS LLC | Member | E | yes | 09/2017 | Oct 9, 2017 | Oct 8, 2024 |
| WYLAM, STEVEN, MICHAEL | ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER | Na | yes | 09/2017 | Oct 9, 2017 | Oct 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SHEPHERD INSURANCE LLC | n/a | n/a | n/a | N | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Wilmington | De | United States | 7 | no |
| NEW ALBANY | In | United States | 2 | yes |
| Columbus | Oh | United States | 1 | yes |
| MYRTLE BEACH | Sc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $6.2B | $1.6B | 45 | 31 | 6 | n/a | n/a |
| 2024 | Mar 3, 2025 | $4.9B | $1.0B | 42 | 24 | 4 | n/a | n/a |
| 2023 | Mar 14, 2024 | $4.0B | $713M | 34 | 16 | 2 | n/a | n/a |
| 2022 | Mar 31, 2023 | $3.2B | $534M | 29 | 13 | 1 | n/a | n/a |
| 2021 | Mar 29, 2022 | $3.5B | $492M | 29 | 13 | 1 | n/a | n/a |
| 2020 | Mar 30, 2021 | $2.8B | $281M | 9 | 7 | 2 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.7B | $22.2M | 8 | 7 | 2 | n/a | n/a |
| 2018 | Mar 5, 2019 | $989M | $23.0M | 7 | 6 | 2 | n/a | n/a |
| 2017 | Mar 28, 2018 | $248M | $0 | 3 | 3 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 4.0% | 0 | 0 | 0 | 9 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.2B | $4.9B | 24.9% | $3.2B | 24.7% | 45 | 42 | 6 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BCM WEALTH MANAGEMENT | 3 | Oct 21, 2025 | Sep 24, 2024 | WILMINGTON, DE | Firm absorbed | Other | 75.0% |