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Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
PLYMOUTH, MN | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 28, 2022 | n/a | yes | PLYMOUTH, MN|SCOTTSDALE, AZ | Current employment |
| BAYNTREE WEALTH ADVISORS, LLC | Independent wealth | Feb 24, 2017 | Aug 23, 2022 | no | SCOTTSDALE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 24, 2016 | Feb 28, 2017 | no | CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BAYNTREE WEALTH ADVISORS, LLC | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Aug 23, 2022 | Sep 28, 2022 | 36 | Firm change | RIA to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | BAYNTREE WEALTH ADVISORS, LLC | Feb 28, 2017 | Feb 24, 2017 | -4 | Firm change | Wirehouse to RIA |