DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• C•••••• A•••••••• L••
RALEIGH, NC | Apex, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• C•••••• A•••••••• L•• | Independent wealth | Jan 20, 2022 | n/a | yes | RALEIGH, NC|Apex, NC | Current employment |
| M••••• C•••••• A•••••••• L•• | Independent wealth | Jul 29, 2020 | Dec 31, 2021 | no | RALEIGH, NC|Apex, NC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | M••••• C•••••• A•••••••• L•• | Feb 26, 2020 | Jul 29, 2020 | 154 | Firm change | Ibd to RIA |
| C•••••• A••••••• | P•••• S••••••••• L•• | Dec 14, 2017 | Feb 13, 2018 |
| P•••• S••••••••• L•• | No RAUM reported | Feb 13, 2018 | Feb 26, 2020 | no | CHARLOTTE, NC|RALEIGH, NC | Previous registration |
| C•••••• A••••••• | Bd affiliated wealth | Mar 29, 2017 | Dec 14, 2017 | no | Apex, NC|SOUTHFIELD, MI | Previous registration |
| N•••••••• W••••• M••••••••• L•• | n/a | Aug 5, 2015 | Jan 31, 2017 | no | WAKE FOREST, NC | Previous registration |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Sep 3, 2014 | Jun 11, 2015 | no | APEX, NC | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Feb 4, 2008 | Apr 21, 2011 | no | CARY, NC|GREENSBORO, NC|Greensboro, NC|RALEIGH, NC | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Oct 4, 2006 | Dec 31, 2006 | no | CARY, NC|RALEIGH, NC | Previous registration |
| 61 |
| Firm change |
| Other |
| N•••••••• W••••• M••••••••• L•• | C•••••• A••••••• | Jan 31, 2017 | Mar 29, 2017 | 57 | Firm change | Other |
| S••••••••• A•••••• A•••••••• I••• | N•••••••• W••••• M••••••••• L•• | Jun 11, 2015 | Aug 5, 2015 | 55 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | S••••••••• A•••••• A•••••••• I••• | Apr 21, 2011 | Sep 3, 2014 | 1,231 | Firm change after gap | Other |
| P••• A••••• S••••••••• L•• | M•• I•••••••• S•••••••• L•• | Dec 31, 2006 | Feb 4, 2008 | 400 | Firm change | Other |