DFX Intelligence

P•• J••••• I••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)42 years in industry

P•• J••••• I••••••••

Advisor at W•••• F•••• A•••••••

MELVILLE, NY

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Search this name across graphsid dfx:ria:b774fe76-1843-0a22-8490-378ba70000a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 31, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	May 22, 2025	n/a	yes	MELVILLE, NY	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	May 21, 2020	May 29, 2025	no	HAUPPAUGE, NY\|Hauppauge, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	W•••• F•••• A•••••••	May 29, 2025	May 22, 2025	-7	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	J••••• M••••••••• S•••• L••	Jun 2, 2020	May 21, 2020

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
May 21, 2020 to May 29, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 16, 2015 to Jun 2, 2020factForm ADV

Dated events

Occurred
May 29, 2025
Advisor changed firm
P•• J••••• I•••••••• left J••••• M••••••••• S•••• L•• for W•••• F•••• A••••••• (registered 2025-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b774fe76-1843-0a22-8490-378ba70000a4
First observed: Dec 16, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.