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Advisor at OSAIC ADVISORY SERVICES, LLC
Englewood, CO | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Nov 10, 2023 | n/a | yes | Englewood, CO|ATLANTA, GA | Current employment |
| Spc | Bd affiliated wealth | Oct 19, 2020 | Nov 10, 2023 | no | Englewood, CO|ANN ARBOR, MI|Corpus Christi, TX | Previous registration |
| Spc | Bd affiliated wealth | Mar 1, 2010 | Jun 6, 2019 | no | ANN ARBOR, MI|ENGLEWOOD, CO | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Oct 29, 2002 | Nov 17, 2009 | no | DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Spc | OSAIC ADVISORY SERVICES, LLC | Nov 10, 2023 | Nov 10, 2023 | 0 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | Spc | Nov 17, 2009 | Mar 1, 2010 | 104 | Firm change | Other |