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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

PEGGY NELL SLAUGHTER

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

STAMFORD, CT | COLUMBUS, OH

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Search this name across graphsid dfx:ria:b7828bca-e143-bdd1-296d-24f5dae308dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Oct 6, 2003
First registration: Nov 6, 2003
Dual registered: yes, broker-dealer
Other names: PEGGY LOU NELL|PEGGY NELL WEAVER
IAPD individual key: 4635901

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Mar 22, 2024	n/a	yes	STAMFORD, CT\|COLUMBUS, OH	Current employment
SALING, SIMMS, ASSOCIATES INC.	Former SEC adviser	Apr 1, 2014	Dec 31, 2024	no	COLUMBUS, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Dec 31, 2014	no	WORTHINGTON, OH\|COLUMBUS, OH\|DUBLIN, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jun 24, 2008	Jan 2, 2009	no	DUBLIN, OH\|COLUMBUS, OH	Previous registration
HRH INVESTMENT ADVISORS, LLC	n/a	Aug 18, 2005	Jun 23, 2008	no	COLUMBUS, OH	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Dec 17, 2004	Jul 28, 2005	no	COLUMBUS, OH	Previous registration
VALMARK ADVISERS, INC.	Bd affiliated wealth	Nov 6, 2003	Dec 16, 2004	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SALING, SIMMS, ASSOCIATES INC.	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Dec 31, 2024	Mar 22, 2024	-284	Firm change after gap	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	SALING, SIMMS, ASSOCIATES INC.	Dec 31, 2014	Apr 1, 2014	-274	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
HRH INVESTMENT ADVISORS, LLC	RAYMOND JAMES FINANCIAL SERVICES, INC.	Jun 23, 2008	Jun 24, 2008	1	Firm change	Other
TOWER SQUARE SECURITIES, INC.	HRH INVESTMENT ADVISORS, LLC	Jul 28, 2005	Aug 18, 2005	21	Firm change	Other
VALMARK ADVISERS, INC.	TOWER SQUARE SECURITIES, INC.	Dec 16, 2004	Dec 17, 2004	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
119810:283004:OH:2024-12-31	Dec 31, 2024	Mar 22, 2024	COLUMBUS, OH	Firm change after gap

Relationships

Registered with (7)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Mar 22, 2024 to presentfactForm ADV
→ SALING, SIMMS, ASSOCIATES INC.Registered adviserregistration: previous registration
Apr 1, 2014 to Dec 31, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Dec 31, 2014factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 24, 2008 to Jan 2, 2009factForm ADV
→ HRH INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 18, 2005 to Jun 23, 2008factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Dec 17, 2004 to Jul 28, 2005factForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
Nov 6, 2003 to Dec 16, 2004factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Peggy Nell Slaughter left Saling, Simms, Associates Inc. for Steward Partners Investment Advisory, Llc (registered 2024-03-22)
Form ADVobserved 5 days ago