DFX Intelligence

A••• J••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

A••• J••••• D•••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Appleton, WI | APPLETON, WI

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Search this name across graphsid dfx:ria:b7875ac7-7040-6d50-6874-6ede3357b4be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 22, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 10, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jun 9, 2016	n/a	yes	APPLETON, WI\|Appleton, WI	Current employment
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Dec 17, 2012	Jun 7, 2016	no	GREEN BAY, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• B•••••••• S•••••••• I•••	T••••••• I••••••••• M••••••••• I•••	Jun 7, 2016	Jun 9, 2016	2	Firm change	Other
P•••• S••••••••• L••	P••••••••• B•••••••• S•••••••• I•••	Nov 15, 2012	Dec 17, 2012

Relationships

Registered with (3)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Jun 9, 2016 to presentfactForm ADV
→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 17, 2012 to Jun 7, 2016factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
May 22, 2012 to Nov 15, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7875ac7-7040-6d50-6874-6ede3357b4be
First observed: May 22, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.