DFX Intelligence

C••••••••• M•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• M•••••• G••••••

Advisor at C••••••• P•••••••

Charlotte, NC | OVERLAND PARK, KS

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 17, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jan 6, 2025	n/a	yes	Charlotte, NC\|OVERLAND PARK, KS	Current employment
M••••• F••• W••••• M••••••••• L••	Independent wealth	Feb 18, 2022	Dec 18, 2024	no	ALEXANDRIA, VA\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• F••• W••••• M••••••••• L••	C••••••• P•••••••	Dec 18, 2024	Jan 6, 2025	19	Firm change	RIA to RIA
V••••••• A•••••••• I•••	M••••• F••• W••••• M••••••••• L••	Feb 4, 2022	Feb 18, 2022

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jan 6, 2025 to presentfactForm ADV
→ M••••• F••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 18, 2022 to Dec 18, 2024factForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 17, 2016 to Feb 4, 2022factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 4, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 17, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.