RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• M•••••• G••••••
- C••••••• P••••••• independent RIA currentsince Jan 6, 2025 · Charlotte, Nc
- M••••• F••• W••••• M••••••••• L•• independent RIAFeb 18, 2022 to Dec 18, 2024 · Alexandria, Va
- V••••••• A•••••••• I••• BD affiliatedJun 17, 2016 to Feb 4, 2022 · Charlotte, Nc
- M••••• F••• W••••• M••••••••• L•• to C••••••• P•••••••left Dec 18, 2024, registered Jan 6, 2025 (19 days) · RIA to RIA
- V••••••• A•••••••• I••• to M••••• F••• W••••• M••••••••• L••left Feb 4, 2022, registered Feb 18, 2022 (14 days) · Affiliated broker-dealer or bank to independent RIA
- C••••••••• M•••••• G•••••• left M••••• F••• W••••• M••••••••• L•• for C••••••• P••••••• (registered 2025-01-06)Dec 18, 2024 · Advisor changed firm · fact
- C••••••••• M•••••• G•••••• left V••••••• A•••••••• I••• for M••••• F••• W••••• M••••••••• L•• (registered 2022-02-18)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address