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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

RICHARD MICHAEL CURCIO

Advisor at MML INVESTORS SERVICES, LLC

Warren, NJ | Tiger, GA

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Search this name across graphsid dfx:ria:b78fba2e-547b-ab32-8fef-67c4ccf4ad3a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 19, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 9, 2001
First registration: Aug 19, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4345873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 6, 2019	n/a	yes	Tiger, GA\|Warren, NJ	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 18, 2018	Feb 21, 2019	no	WOODBRIDGE, NJ	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 18, 2017	Jan 4, 2018	no	WINDSOR, NJ\|JACKSON, NJ	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Jan 19, 2012	Dec 31, 2016	no	POINT PLEASANT, NJ\|LINCROFT, NJ\|POINT PLEASANT, NJ\|LINCROFT, NJ	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Mar 25, 2011	Aug 17, 2011	no	SICKLERVILLE, NJ\|PHILADELPHIA, PA\|YEADON, PA\|WYNCOTE, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|PHILADELPHIA, PA\|HADDON HEIGHTS, NJ\|CHERRY HILL, NJ\|AUDUBON, NJ\|RUNNEMADE, NJ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 8, 2010	Mar 29, 2011	no	BAYVILLE, NJ	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Aug 19, 2008	Mar 3, 2010	no	TINTON FALLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	MML INVESTORS SERVICES, LLC	Feb 21, 2019	Mar 6, 2019	13	Firm change	Ibd to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	EQUITABLE ADVISORS, LLC	Jan 4, 2018	Jan 18, 2018	14	Firm change	Ibd to ibd
WORLD ADVISORY SERVICES	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Dec 31, 2016	Jul 18, 2017	199	Firm change	Other
CITIZENS SECURITIES, INC.	WORLD ADVISORY SERVICES	Aug 17, 2011	Jan 19, 2012	155	Firm change	Other
LPL FINANCIAL LLC	CITIZENS SECURITIES, INC.	Mar 29, 2011	Mar 25, 2011	-4	Firm change	Other
TD WEALTH MANAGEMENT SERVICES INC.	LPL FINANCIAL LLC	Mar 3, 2010	Apr 8, 2010	36	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6627:10409:NJ:2019-02-20	Feb 21, 2019	Mar 6, 2019	WOODBRIDGE, NJ	Firm change

Relationships

Registered with (7)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Mar 6, 2019 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 18, 2018 to Feb 21, 2019factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 18, 2017 to Jan 4, 2018factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 19, 2012 to Dec 31, 2016factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Mar 25, 2011 to Aug 17, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 8, 2010 to Mar 29, 2011factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Aug 19, 2008 to Mar 3, 2010factForm ADV

Dated events

No dated event names this entity yet.