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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

LARRY CLIFFORD DOGS

Advisor at GRADIENT WEALTH MANAGEMENT

ARDEN HILLS, MN | MAYVILLE, WI

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Search this name across graphsid dfx:ria:b7927eee-728f-7553-1607-627bd329b53a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 1, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 21, 1992
First registration: Feb 1, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 2215488

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Feb 5, 2015	n/a	yes	MAYVILLE, WI\|ARDEN HILLS, MN	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Oct 22, 2014	Feb 3, 2015	no	MAYVILLE, WI\|ARDEN HILLS, MN	Previous registration
HAHN FINANCIAL GROUP	Independent wealth	Jan 29, 2014	Sep 15, 2014	no	MAYVILLE, WI\|SIOUX FALLS, SD	Previous registration
ONEAMERICA SECURITIES, INC.	Bd affiliated wealth	Jan 19, 2011	Jan 23, 2014	no	MAYVILLE, WI\|SIOUX FALLS, SD	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 1, 2005	Dec 31, 2010	no	MAYVILLE, WI\|MAYVILLE, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	GRADIENT WEALTH MANAGEMENT	Feb 3, 2015	Feb 5, 2015	2	Firm change	Other
HAHN FINANCIAL GROUP	GRADIENT ADVISORS, LLC	Sep 15, 2014	Oct 22, 2014	37	Firm change	Other
ONEAMERICA SECURITIES, INC.	HAHN FINANCIAL GROUP	Jan 23, 2014	Jan 29, 2014	6	Firm change	Other
PRINCIPAL SECURITIES, INC.	ONEAMERICA SECURITIES, INC.	Dec 31, 2010	Jan 19, 2011	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152665:127701:MN:2015-01-23	Feb 3, 2015	Feb 5, 2015	ARDEN HILLS, MN	Firm change

Relationships

Registered with (5)

→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Feb 5, 2015 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 22, 2014 to Feb 3, 2015factForm ADV
→ HAHN FINANCIAL GROUPRegistered adviserregistration: previous registration
Jan 29, 2014 to Sep 15, 2014factForm ADV
→ ONEAMERICA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 19, 2011 to Jan 23, 2014factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Feb 1, 2005 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.