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D••••• D••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

D••••• D••••• T••••••

Advisor at C•••••• A•••••••

Erie, PA | Getzville, NY | Fort Washington, PA | Amherst, NY

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Search this name across graphsid dfx:ria:b7934830-740f-63ab-9cfe-d912b0ca0a9b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A•••••••	Bd affiliated wealth	Nov 27, 2018	n/a	yes	Erie, PA\|Getzville, NY	Current employment
L•••••• I•••••••••	Independent wealth	Jun 2, 2017	n/a	yes	Fort Washington, PA\|Amherst, NY\|Erie, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••••••• L••	L•••••• I•••••••••	Oct 4, 2019	Jun 2, 2017	-854	Bulk transfer	Other

Relationships

Registered with (3)

→ C•••••• A•••••••Registered adviserregistration: current employment
Nov 27, 2018 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: current employment
Jun 2, 2017 to presentfactForm ADV
→ L••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2009 to Oct 4, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7934830-740f-63ab-9cfe-d912b0ca0a9b
First observed: Sep 1, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.