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Advisor at URBAN WEALTH MANAGEMENT OR UWM
HENDERSON, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| URBAN WEALTH MANAGEMENT OR UWM | Independent wealth | May 18, 2017 | n/a | yes | HENDERSON, NV | Current employment |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Jun 18, 2012 | Jun 30, 2017 | no | EL SEGUNDO, CA|SAN JOSE, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 13, 2012 | no | Torrance, CA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 19, 2003 | Jun 1, 2009 | no | TORRANCE, CA|TORRANCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | URBAN WEALTH MANAGEMENT OR UWM | Jun 30, 2017 | May 18, 2017 | -43 | Firm change after gap | Other |
| MORGAN STANLEY | CONCERT WEALTH MANAGEMENT | Jul 13, 2012 | Jun 18, 2012 | -25 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141253:285633:CA:2017-06-30 | Jun 30, 2017 | May 18, 2017 | SAN JOSE, CA | Firm change after gap |