DFX Intelligence
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Reading the graph
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Advisor at J• O••••• M••••••• L••
LAKEPORT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J• O••••• M••••••• L•• | State registered | Dec 3, 2025 | n/a | yes | LAKEPORT, CA | Current employment |
| J• O••••• M••••••• L•• | n/a | Feb 18, 2025 | Jul 17, 2025 | no | Lakeport, CA|DANVILLE, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J• O••••• M••••••• L•• | J• O••••• M••••••• L•• | Jul 17, 2025 | Dec 3, 2025 | 139 | Firm change | Other |
| R••••••• C••••• A••••••• S••••••• | J• O••••• M••••••• L•• | Feb 26, 2010 | Feb 23, 2011 |
| J• O••••• M••••••• L•• | n/a | Jan 20, 2016 | Dec 31, 2024 | no | Lakeport, CA|DANVILLE, CA | Previous registration |
| J• O••••• M••••••• L•• | n/a | Mar 24, 2014 | Dec 31, 2015 | no | LAKEPORT, CA | Previous registration |
| J• O••••• M••••••• L•• | n/a | Feb 23, 2011 | Dec 31, 2013 | no | LAKEPORT, CA | Previous registration |
| R••••••• C••••• A••••••• S••••••• | Former SEC adviser | Feb 4, 2009 | Feb 26, 2010 | no | LAKEPORT, CA|NEW WOODSTOCK, NY | Previous registration |
| E•••••••• A••••••• I•• | n/a | Jan 11, 2007 | Sep 24, 2007 | no | ROSEVILLE, CA | Previous registration |
| 362 |
| Firm change |
| Other |
| E•••••••• A••••••• I•• | R••••••• C••••• A••••••• S••••••• | Sep 24, 2007 | Feb 4, 2009 | 499 | Firm change after gap | Other |