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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

MICHAEL JOSEPH FASANO

Advisor at CETERA INVESTMENT ADVISERS LLC

ROSCOE, IL | Roscoe, IL

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Search this name across graphsid dfx:ria:b7a974ff-c613-92c0-d267-062884dd5fcc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 8, 2003
First registration: Apr 17, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4187172

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	Roscoe, IL\|ROSCOE, IL	Current employment
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Mar 15, 2016	Aug 23, 2022	no	JANESVILLE, WI\|STOUGHTON, WI\|MCFARLAND, WI\|DARLINGTON, WI	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 2, 2014	Mar 11, 2016	no	ROCKTON, IL	Previous registration
ASSOCIATED INVESTMENT SERVICES, INC.	Independent wealth	Jul 11, 2013	May 23, 2014	no	ROCKFORD, IL\|ROCKFORD, IL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Apr 3, 2013	no	ROSCOE, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 27, 2009	Oct 1, 2012	no	ROSCOE, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL	Previous registration
AMCORE INVESTMENT SERVICES, INC	n/a	Mar 2, 2009	Jul 28, 2009	no	ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL\|ROCKFORD, IL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 17, 2006	Jun 1, 2007	no	ELGIN, IL\|ELGIN, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASSOCIATED INVESTMENT SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 23, 2022	Mar 21, 2024	576	Firm change after gap	RIA to ibd
CETERA INVESTMENT ADVISERS LLC	ASSOCIATED INVESTMENT SERVICES, INC.	Mar 11, 2016	Mar 15, 2016	4	Firm change	Other
ASSOCIATED INVESTMENT SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	May 23, 2014	Jun 2, 2014	10	Firm change	Other
J.P. MORGAN SECURITIES LLC	ASSOCIATED INVESTMENT SERVICES, INC.	Apr 3, 2013	Jul 11, 2013	99	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
AMCORE INVESTMENT SERVICES, INC	CHASE INVESTMENT SERVICES CORP.	Jul 28, 2009	Jul 27, 2009	-1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	AMCORE INVESTMENT SERVICES, INC	Jun 1, 2007	Mar 2, 2009	640	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
1464:105644:WI:2022-08-23	Aug 23, 2022	Mar 21, 2024	DARLINGTON, WI	Firm change after gap

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 2, 2014 to Mar 11, 2016factForm ADV
→ ASSOCIATED INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 15, 2016 to Aug 23, 2022factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Apr 3, 2013factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 27, 2009 to Oct 1, 2012factForm ADV
→ AMCORE INVESTMENT SERVICES, INCRegistered adviserregistration: previous registration
Mar 2, 2009 to Jul 28, 2009factForm ADV

Dated events

Occurred
Aug 23, 2022
Advisor changed firm
Michael Joseph Fasano left Associated Investment Services, Inc. for Cetera Investment Advisers Llc (registered 2024-03-21)
Form ADVobserved 5 days ago