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Advisor at TRUIST ADVISORY SERVICES, INC.
GREENVILLE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Mar 2, 2021 | n/a | yes | GREENVILLE, NC | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 20, 2021 | Mar 2, 2021 | no | GREENVILLE, NC|RICHMOND, VA | Previous registration |
| MILESTONE WEALTH | Former SEC adviser | Feb 20, 2018 | Jan 6, 2021 | no | GREENVILLE, NC | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 2, 2016 | Apr 2, 2018 | no | GREENVILLE, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 30, 2009 | Apr 21, 2016 | no | GREENVILLE, NC|GREENVILLE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 24, 2006 | Apr 3, 2009 | no | GREENVILLE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Mar 2, 2021 | Mar 2, 2021 | 0 | Bulk transfer | Ibd to ibd |
| MILESTONE WEALTH | BB&T SECURITIES, LLC | Jan 6, 2021 | Jan 20, 2021 | 14 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | MILESTONE WEALTH | Apr 2, 2018 | Feb 20, 2018 | -41 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 21, 2016 | May 2, 2016 | 11 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 3, 2009 | Mar 30, 2009 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:292797:NC:2018-04-02 | Apr 2, 2018 | Feb 20, 2018 | GREENVILLE, NC | Firm change after gap |