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Advisor at S••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• | Independent wealth | Oct 14, 2025 | n/a | yes | NEW YORK, NY|Berryville, VA|Reston, VA | Current employment |
| C••••••••• F•••••••• N•••••• | National bd RIA | Aug 12, 2021 | Oct 14, 2025 | no | Reston, VA|Sharpsburg, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••••• F•••••••• N•••••• | S•••• | Oct 14, 2025 | Oct 14, 2025 | 0 | Firm change | Ibd to RIA |
| M•• I•••••••• S•••••••• L•• | C••••••••• F•••••••• N•••••• | Aug 17, 2021 | Aug 12, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:8032:VA:2021-08-16 | Aug 17, 2021 | Aug 12, 2021 | MCLEAN, VA | Firm change |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 6, 2018 | Aug 17, 2021 | no | McLean, VA | Previous registration |
| M••••• O• O•••• I••••••• S•••••••• I••• | Independent wealth | Jun 5, 2014 | Dec 13, 2017 | no | BLUE BELL, PA|GAITHERSBURG, MD|GAITHERSBURG, MD | Previous registration |
| -5 |
| Firm change |
| Ibd to ibd |
| M••••• O• O•••• I••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Dec 13, 2017 | Sep 6, 2018 | 267 | Firm change | Other |