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Advisor at BAY HARBOR WEALTH MANAGEMENT, LLC
HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAY HARBOR WEALTH MANAGEMENT, LLC | Independent wealth | Oct 11, 2018 | n/a | yes | HUNT VALLEY, MD | Current employment |
| BAY HARBOR WEALTH MANAGEMENT, LLC | n/a | Apr 9, 2013 | Aug 7, 2015 | no | BALTIMORE, MD | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Apr 5, 2011 | Aug 15, 2019 | no | BALTIMORE, MD|SARASOTA, FL|Hunt Valley, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | May 27, 2010 | Apr 4, 2011 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | BAY HARBOR WEALTH MANAGEMENT, LLC | Aug 15, 2019 | Apr 9, 2013 | -2,319 | Firm change after gap | Other |
| BAY HARBOR WEALTH MANAGEMENT, LLC | BAY HARBOR WEALTH MANAGEMENT, LLC | Aug 7, 2015 | Oct 11, 2018 | 1,161 | Firm change after gap | Other |
| H. BECK, INC. | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Apr 4, 2011 | Apr 5, 2011 | 1 | Firm change | Other |