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Reading the graph
Advisor at EDWARD JONES
LUBBOCK, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | May 28, 2024 | n/a | yes | LUBBOCK, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 6, 2024 | May 28, 2024 | no | OKLAHOMA CITY, OK|Oklahoma City, OK|NEW YORK, NY|FRISCO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EDWARD JONES | May 28, 2024 | May 28, 2024 | 0 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:250:TX:2024-05-28 | May 28, 2024 | May 28, 2024 | FRISCO, TX | Firm change |