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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

JUBILEE ADVISERS LLP

CRD 154427

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7ea8c85-4e93-c669-2785-edaa135fd7a7

Data as of May 15, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Nov 22, 2011 to May 15, 2013
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.8BItem 5.F on the latest filing (2013-05-15); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $29.6M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 54
Advisory employees: 17
Accounts: 19
SEC number: 801-71783
CRD: 154427
Filings on the tape: 9
First filed: Nov 22, 2011
Latest filed: May 15, 2013
Organised: Limited Liability Partnership

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FAUCHIER PARTNERS INTERNATIONAL LIMITED	INDIRECT SHAREHOLDER	D	yes	06/1994	Nov 22, 2011	May 15, 2013
FAUCHIER PARTNERS LIMITED	Partner	D	yes	06/2004	Nov 22, 2011	May 15, 2013
FAUCHIER PARTNERS MANAGEMENT LIMITED	INDIRECT SHAREHOLDER	E	yes	06/1994	Nov 22, 2011	May 15, 2013
FENTON, CLARK, SORENSON	CHIEF EXECUTIVE OFFICER	A	yes	06/2004	Nov 22, 2011	May 15, 2013
LEGG MASON GLOBAL HOLDINGS LTD	INDIRECT SHAREHOLDER	E	yes	03/2013	Apr 10, 2013	May 15, 2013
LEGG MASON INC	INDIRECT SHAREHOLDER	E	yes	03/2013	Apr 10, 2013	May 15, 2013
PERMAL GROUP LIMITED	INDIRECT SHAREHOLDER	E	yes	03/2013	Apr 10, 2013	May 15, 2013
PERMAL UK LIMITED	INDIRECT SHAREHOLDER	E	yes	03/2013	Apr 10, 2013	May 15, 2013
FAUCHIER PARTNERS ASSET MANAGEMENT LIMITED	Partner	A	no	03/2013	Apr 10, 2013	May 15, 2013
FAUCHIER PARTNERS MANAGEMENT COMPANY LIMITED	Partner	B	no	06/2004	Nov 22, 2011	May 15, 2013
NIEL, PHILIP, CHARLES DOMNIN	CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL	Na	no	06/2010	Nov 22, 2011	May 15, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED	n/a	Former SEC adviser	$15B	N	yes	n/a
JUBILEE ASSET MANAGEMENT LIMITED	n/a	Former SEC adviser	$5.1B	Y	yes	n/a
FAUCHIER PARTNERS ASSET MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a
FAUCHIER PARTNERS S.A.S.	n/a	n/a	n/a	N	yes	n/a
PERMAL ASSET MANAGEMENT INC.	n/a	Former SEC adviser	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Feb 26, 2013	$5.8B	$29.6M	58	19	n/a	n/a	n/a
2011	Mar 8, 2012	$7.2B	$185M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$5.8B	$7.2B	-19.3%	n/a	n/a	54	n/a	n/a	n/a

Relationships

Affiliated with (5)

← PERMAL INVESTMENT MANAGEMENT SERVICES LIMITEDRegistered adviserother investment adviser, bank, common control
factForm ADV
→ ENTRUSTPERMAL MANAGEMENT LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ PERMAL INVESTMENT MANAGEMENT SERVICES LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FAUCHIER PARTNERS MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← FAUCHIER PARTNERS MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV

Controls (8)

← FENTON, CLARK, SORENSONOwnerCHIEF EXECUTIVE OFFICER, ownership code A, individual
Nov 22, 2011 to presentfactForm ADV
← FAUCHIER PARTNERS INTERNATIONAL LIMITEDOwnerINDIRECT SHAREHOLDER, ownership code D, foreign entity
Nov 22, 2011 to presentfactForm ADV
← FAUCHIER PARTNERS LIMITEDOwnerPARTNER, ownership code D, foreign entity
Nov 22, 2011 to presentfactForm ADV
← FAUCHIER PARTNERS MANAGEMENT LIMITEDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Nov 22, 2011 to presentfactForm ADV
← LEGG MASON GLOBAL HOLDINGS LTDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Apr 10, 2013 to presentfactForm ADV
← LEGG MASON INCOwnerINDIRECT SHAREHOLDER, ownership code E, domestic entity
Apr 10, 2013 to presentfactForm ADV
← PERMAL GROUP LIMITEDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Apr 10, 2013 to presentfactForm ADV
← PERMAL UK LIMITEDOwnerINDIRECT SHAREHOLDER, ownership code E, foreign entity
Apr 10, 2013 to presentfactForm ADV

Owns (3)

← NIEL, PHILIP, CHARLES DOMNINOwnerCHIEF COMPLIANCE OFFICER & GENERAL COUNSEL, ownership code NA, individual
Nov 22, 2011 to presentfactForm ADV
← FAUCHIER PARTNERS ASSET MANAGEMENT LIMITEDOwnerPARTNER, ownership code A, foreign entity
Apr 10, 2013 to presentfactForm ADV
← FAUCHIER PARTNERS MANAGEMENT COMPANY LIMITEDOwnerPARTNER, ownership code B, foreign entity
Nov 22, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7ea8c85-4e93-c669-2785-edaa135fd7a7
First observed: Nov 22, 2011
Last observed: May 15, 2013 162 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JUBILEE ADVISERS LLP

CRD 154427

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7ea8c85-4e93-c669-2785-edaa135fd7a7

Data as of May 15, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FAUCHIER PARTNERS INTERNATIONAL LIMITED

INDIRECT SHAREHOLDER

yes

06/1994

Nov 22, 2011

May 15, 2013

FAUCHIER PARTNERS LIMITED

Partner

yes

06/2004

Nov 22, 2011

May 15, 2013

FAUCHIER PARTNERS MANAGEMENT LIMITED

INDIRECT SHAREHOLDER

yes

06/1994

Nov 22, 2011

May 15, 2013

FENTON, CLARK, SORENSON

CHIEF EXECUTIVE OFFICER

yes

06/2004

Nov 22, 2011

May 15, 2013

LEGG MASON GLOBAL HOLDINGS LTD

INDIRECT SHAREHOLDER

yes

03/2013

Apr 10, 2013

May 15, 2013

LEGG MASON INC

INDIRECT SHAREHOLDER

yes

03/2013

Apr 10, 2013

May 15, 2013

PERMAL GROUP LIMITED

INDIRECT SHAREHOLDER

yes

03/2013

Apr 10, 2013

May 15, 2013

PERMAL UK LIMITED

INDIRECT SHAREHOLDER

yes

03/2013

Apr 10, 2013

May 15, 2013

FAUCHIER PARTNERS ASSET MANAGEMENT LIMITED

Partner

03/2013

Apr 10, 2013

May 15, 2013

FAUCHIER PARTNERS MANAGEMENT COMPANY LIMITED

Partner

06/2004

Nov 22, 2011

May 15, 2013

NIEL, PHILIP, CHARLES DOMNIN

CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL

06/2010

Nov 22, 2011

May 15, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PERMAL INVESTMENT MANAGEMENT SERVICES LIMITED

n/a

Former SEC adviser

$15B

yes

n/a

JUBILEE ASSET MANAGEMENT LIMITED

n/a

Former SEC adviser

$5.1B

yes

n/a

FAUCHIER PARTNERS ASSET MANAGEMENT LIMITED

n/a

yes

n/a

FAUCHIER PARTNERS S.A.S.

n/a

yes

n/a

PERMAL ASSET MANAGEMENT INC.

n/a

Former SEC adviser

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Feb 26, 2013

$5.8B

$29.6M

n/a

2011

Mar 8, 2012

$7.2B

$185M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$5.8B

$7.2B

-19.3%

n/a