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Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

ENTRUSTPERMAL MANAGEMENT LLC

CRD 121468

NEW YORK, NY

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Search this name across graphsid dfx:ria:f7dbe185-5ec2-20ce-68d9-535e351e01c0

Data as of Jul 3, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2012 to Jul 3, 2018
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Entrustpermal Management LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Offices: 4Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
Custody, client assets: $0
SEC number: 801-61864
CRD: 121468
Filings on the tape: 17
First filed: Mar 30, 2012
Latest filed: Jul 3, 2018
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 27

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PERMAL FIXED INCOME HOLDINGS N.V.	Hedge Fund	$2.8B	Jun 1, 2016	417	Mar 30, 2012	dropped	021-156850
PERMAL MACRO HOLDINGS LTD.	Hedge Fund	$1.6B	Jun 1, 2016	299	Mar 30, 2012	dropped	021-156868
PERMAL INVESTMENT HOLDINGS N.V.	Hedge Fund	$778M	Jun 1, 2016	230	Mar 30, 2012	dropped	021-156856
PERMAL FIXED INCOME HOLDINGS (ERISA) LTD.	Hedge Fund	$502M	Jun 1, 2016	31	Mar 30, 2012	dropped	021-168123
CITY PLAN FUND LLC	Hedge Fund	$437M	Jun 1, 2016	4	Mar 30, 2012	dropped	n/a
PERMAL JAPAN HOLDINGS N.V.	Hedge Fund	$420M	Jun 1, 2016	68	Mar 30, 2012	dropped	021-156859
PERMAL SELECT OPPORTUNITIES LTD.	Hedge Fund	$260M	Jun 1, 2016	37	Mar 30, 2012	dropped	n/a
PERMAL SELECT OPPORTUNITIES III LTD.	Hedge Fund	$246M	Jun 1, 2016	17	Jun 30, 2014	dropped	021-213787
PERMAL MULTI-MANAGER FUNDS (LUX) MACRO STRATEGY FUND	Hedge Fund	$178M	Jul 23, 2013	19	Mar 30, 2012	dropped	n/a
PERMAL INVESTMENT PARTNERS LP	Hedge Fund	$172M	Jun 1, 2016	106	Mar 30, 2012	dropped	021-156882
PERMAL MULTI-MANAGER FUNDS (LUX) CHINA STRATEGY FUND	Hedge Fund	$162M	Jun 1, 2016	22	Mar 30, 2012	dropped	n/a
PERMAL EMERGING MARKETS HOLDINGS N.V.	Hedge Fund	$157M	Jun 1, 2016	90	Mar 30, 2012	dropped	021-156844
PERMAL LONG SHORT GLOBAL EQUITY HOLDINGS N.V.	Hedge Fund	$109M	Jul 23, 2013	60	Mar 30, 2012	dropped	021-156865
PERMAL SELECT OPPORTUNITIES II LTD	Hedge Fund	$81.3M	Jun 1, 2016	65	Jun 28, 2013	dropped	n/a
PERMAL EUROPEAN HOLDINGS N.V.	Hedge Fund	$69.6M	Jun 1, 2016	54	Mar 30, 2012	dropped	021-156846
PERMAL ALPHA FUND LTD.	Hedge Fund	$66.1M	Sep 16, 2015	2	Jun 29, 2015	dropped	n/a
PERMAL MULTI-MANAGER FUNDS (LUX) ADVANTAGE MULTI-STRATEGY FUND	Hedge Fund	$61.0M	Jun 1, 2016	29	Mar 30, 2012	dropped	n/a
P RE OPPORTUNITIES LTD	Other Private Fund	$59.3M	Jun 1, 2016	9	Mar 30, 2012	dropped	n/a
PERMAL ASIAN HOLDINGS N.V.	Hedge Fund	$52.5M	Jul 23, 2013	43	Mar 30, 2012	dropped	021-156837
PERMAL SILK ROAD FUND LTD.	Hedge Fund	$49.3M	Jul 30, 2012	17	Mar 30, 2012	dropped	021-156874
PERMAL MACRO PARTNERS LP	Hedge Fund	$47.1M	Jan 9, 2015	40	Mar 30, 2012	dropped	021-156885
PERMAL MULTI-MANAGER FUNDS (LUX) NATURAL RESOURCES FUND	Hedge Fund	$45.6M	Jun 1, 2016	64	Mar 30, 2012	dropped	021-93441
PERMAL HEDGE FUND OPPORTUNITIES II LTD.	Hedge Fund	$38.3M	Jun 1, 2016	26	Mar 30, 2012	dropped	021-132546
PERMAL HARD ASSETS FUND LTD.	Hedge Fund	$28.5M	Jun 1, 2016	2	Jun 28, 2013	dropped	n/a
PERMAL HEDGE FUND OPPORTUNITIES LTD.	Hedge Fund	$18.7M	Jun 1, 2016	9	Mar 30, 2012	dropped	021-156853

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BECQUAERT, FRANCOIS, PAUL	CHIEF FINANCIAL OFFICER	Na	yes	12/2014	Jan 9, 2015	Jul 3, 2018
EDF LLC	Shareholder	E	yes	05/2016	Jun 1, 2016	Jul 3, 2018
ENTRUSTPERMAL GROUP HOLDINGS LLC	Shareholder	D	yes	05/2016	Jun 1, 2016	Jul 3, 2018
ENTRUSTPERMAL LLC	Shareholder	E	yes	05/2016	Jun 1, 2016	Jul 3, 2018
GH EP HOLDINGS LLC	Shareholder	C	yes	05/2016	Jun 1, 2016	Jul 3, 2018
HYMOWITZ, GREGG, SCOTT	Shareholder	E	yes	05/2016	Jun 1, 2016	Jul 3, 2018
HYMOWITZ, GREGG, SCOTT	CHAIRMAN & CHIEF EXECUTIVE OFFICER	Na	yes	05/2016	Jun 1, 2016	Jul 3, 2018
KAHNE, BRUCE, JOEL	GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER- U.S.	Na	yes	05/2016	Jun 1, 2016	Jul 3, 2018
LEGG MASON GLOBAL HOLDINGS LTD (CAYMAN)	Shareholder	E	yes	04/2009	Jun 1, 2016	Jul 3, 2018
LEGG MASON, INC.	Shareholder	E	yes	04/2009	Mar 30, 2012	Jul 3, 2018
PERMAL GROUP LIMITED (UK)	Shareholder	E	yes	05/2013	Jun 1, 2016	Jul 3, 2018
PERMAL GROUP LIMITED (UK)	Shareholder	C	yes	05/2016	Jun 1, 2016	Jul 3, 2018
PERMAL UK LTD. (UK)	Shareholder	D	yes	05/2016	Jun 1, 2016	Jul 3, 2018
ZELENKO-KULLER, JILL, NMN	GLOBAL CHIEF RISK OFFICER & CHIEF OPERATING OFFICER	Na	yes	05/2016	Jun 1, 2016	Jul 3, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LEGG MASON PARTNERS FUND ADVISOR, LLC	n/a	Asset manager	$167B	N	yes	n/a
ENTRUST PARTNERS LLC	n/a	Asset manager	$12B	N	yes	n/a
ENTRUSTPERMAL PARTNERS OFFSHORE LP	n/a	Former SEC adviser	$6.5B	N	yes	n/a
ENTRUST FOCUS PARTNERS LP	n/a	n/a	n/a	N	yes	n/a
ENTRUSTPERMAL LTD.	n/a	n/a	n/a	N	yes	n/a
ENTRUSTPERMAL SECURITIES LLC	n/a	n/a	n/a	N	yes	n/a
LEGG MASON ASSET MANAGEMENT SINGAPORE PTE. LIMITED	n/a	n/a	n/a	N	yes	n/a
LEGG MASON INVESTMENTS (EUROPE) LIMITED	n/a	n/a	n/a	N	yes	n/a
LEGG MASON INVESTOR SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
PERMAL (HONG KONG) LIMITED	n/a	n/a	n/a	N	yes	n/a
PERMAL GROUP SAS	n/a	n/a	n/a	N	yes	n/a
THE ST. JAMES BANK & TRUST COMPANY LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	2	no
Pais	n/a	France	2	no
NEW YORK	NY	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Jul 3, 2018	n/a	n/a	0	0	4	n/a	n/a
2017	Jun 29, 2017	$8.7B	$8.2B	198	45	n/a	15	$3.9B
2016	Jun 1, 2016	$12B	$12B	23	23	n/a	20	$7.9B
2015	Jun 29, 2015	$15B	$15B	27	27	n/a	22	$9.3B
2014	Jun 30, 2014	$15B	$14B	30	29	n/a	22	$11B
2013	Jun 28, 2013	$15B	$15B	38	31	n/a	24	$12B
2012	Jun 29, 2012	$18B	$17B	n/a	n/a	n/a	23	$15B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	n/a	$8.7B	n/a	$15B	n/a	0	198	4	n/a

Relationships

Affiliated with (6)

→ ENTRUST GLOBAL PARTNERS LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ ENTRUST GLOBAL PARTNERS OFFSHORE LPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ FRANKLIN TEMPLETON FUND ADVISER, LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← PERMAL INVESTMENT MANAGEMENT SERVICES LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← JUBILEE ADVISERS LLPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← FAUCHIER PARTNERS MANAGEMENT LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV

Controls (11)

← HYMOWITZ, GREGG, SCOTTOwnerSHAREHOLDER, ownership code E, individual
Jun 1, 2016 to presentfactForm ADV
← ZELENKO-KULLER, JILL, NMNOwnerGLOBAL CHIEF RISK OFFICER & CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 1, 2016 to presentfactForm ADV
← BECQUAERT, FRANCOIS, PAULOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Jan 9, 2015 to presentfactForm ADV
← KAHNE, BRUCE, JOELOwnerGENERAL COUNSEL / CHIEF COMPLIANCE OFFICER- U.S., ownership code NA, individual
Jun 1, 2016 to presentfactForm ADV
← EDF LLCOwnerSHAREHOLDER, ownership code E, domestic entity
Jun 1, 2016 to presentfactForm ADV
← ENTRUSTPERMAL GROUP HOLDINGS LLCOwnerSHAREHOLDER, ownership code D, domestic entity
Jun 1, 2016 to presentfactForm ADV
← GH EP HOLDINGS LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Jun 1, 2016 to presentfactForm ADV
← LEGG MASON GLOBAL HOLDINGS LTD (CAYMAN)OwnerSHAREHOLDER, ownership code E, foreign entity
Jun 1, 2016 to presentfactForm ADV
← LEGG MASON, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← PERMAL GROUP LIMITED (UK)OwnerSHAREHOLDER, ownership code E, foreign entity
Jun 1, 2016 to presentfactForm ADV
← PERMAL UK LTD. (UK)OwnerSHAREHOLDER, ownership code D, foreign entity
Jun 1, 2016 to presentfactForm ADV

Advises (27)

→ PERMAL JAPAN HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL MULTI-MANAGER FUNDS (LUX) ADVANTAGE MULTI-STRATEGY FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL SELECT OPPORTUNITIES LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL HARD ASSETS FUND LTD.Private fundHedge Fund, IA, no longer reported
Jun 28, 2013 to Jun 1, 2016factForm ADV
→ PERMAL SELECT OPPORTUNITIES III LTD.Private fundHedge Fund, IA, no longer reported
Jun 30, 2014 to Jun 1, 2016factForm ADV
→ PERMAL MULTI-MANAGER FUNDS (LUX) CHINA STRATEGY FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL EMERGING MARKETS HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL EUROPEAN HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL FIXED INCOME HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL SELECT OPPORTUNITIES II LTDPrivate fundHedge Fund, IA, no longer reported
Jun 28, 2013 to Jun 1, 2016factForm ADV
→ PERMAL STRATEGIC FUNDS SPCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL INVESTMENT PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ P RE OPPORTUNITIES LTDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL MACRO HOLDINGS LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL INVESTMENT HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ CITY PLAN FUND LLCPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL MULTI-MANAGER FUNDS (LUX) NATURAL RESOURCES FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL FIXED INCOME HOLDINGS (ERISA) LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL HEDGE FUND OPPORTUNITIES LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL HEDGE FUND OPPORTUNITIES II LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jun 1, 2016factForm ADV
→ PERMAL PRECIOUS METALS LTDPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Sep 16, 2015factForm ADV
→ PERMAL ALPHA FUND LTD.Private fundHedge Fund, IA, no longer reported
Jun 29, 2015 to Sep 16, 2015factForm ADV
→ PERMAL MACRO PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jan 9, 2015factForm ADV
→ PERMAL MULTI-MANAGER FUNDS (LUX) MACRO STRATEGY FUNDPrivate fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 23, 2013factForm ADV
→ PERMAL LONG SHORT GLOBAL EQUITY HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 23, 2013factForm ADV
→ PERMAL ASIAN HOLDINGS N.V.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 23, 2013factForm ADV
→ PERMAL SILK ROAD FUND LTD.Private fundHedge Fund, IA, no longer reported
Mar 30, 2012 to Jul 30, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7dbe185-5ec2-20ce-68d9-535e351e01c0
First observed: Mar 30, 2012
Last observed: Jul 3, 2018 100 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ENTRUSTPERMAL MANAGEMENT LLC

CRD 121468

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7dbe185-5ec2-20ce-68d9-535e351e01c0

Data as of Jul 3, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:01 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PERMAL FIXED INCOME HOLDINGS N.V.

Hedge Fund

$2.8B

Jun 1, 2016

417

Mar 30, 2012

dropped

021-156850

PERMAL MACRO HOLDINGS LTD.

Hedge Fund

$1.6B

Jun 1, 2016

299

Mar 30, 2012

dropped

021-156868

PERMAL INVESTMENT HOLDINGS N.V.

Hedge Fund

$778M

Jun 1, 2016

230

Mar 30, 2012

dropped

021-156856

PERMAL FIXED INCOME HOLDINGS (ERISA) LTD.

Hedge Fund

$502M

Jun 1, 2016

Mar 30, 2012

dropped

021-168123

CITY PLAN FUND LLC

Hedge Fund

$437M

Jun 1, 2016

Mar 30, 2012

dropped

n/a

PERMAL JAPAN HOLDINGS N.V.

Hedge Fund

$420M

Jun 1, 2016

Mar 30, 2012

dropped

021-156859

PERMAL SELECT OPPORTUNITIES LTD.

Hedge Fund

$260M

Jun 1, 2016

Mar 30, 2012

dropped

n/a

PERMAL SELECT OPPORTUNITIES III LTD.

Hedge Fund

$246M

Jun 1, 2016

Jun 30, 2014

dropped

021-213787

PERMAL MULTI-MANAGER FUNDS (LUX) MACRO STRATEGY FUND

Hedge Fund

$178M

Jul 23, 2013

Mar 30, 2012

dropped

n/a

PERMAL INVESTMENT PARTNERS LP

Hedge Fund

$172M

Jun 1, 2016

106

Mar 30, 2012

dropped

021-156882

PERMAL MULTI-MANAGER FUNDS (LUX) CHINA STRATEGY FUND

Hedge Fund

$162M

Jun 1, 2016

Mar 30, 2012

dropped

n/a

PERMAL EMERGING MARKETS HOLDINGS N.V.

Hedge Fund

$157M

Jun 1, 2016

Mar 30, 2012

dropped

021-156844

PERMAL LONG SHORT GLOBAL EQUITY HOLDINGS N.V.

Hedge Fund

$109M

Jul 23, 2013

Mar 30, 2012

dropped

021-156865

PERMAL SELECT OPPORTUNITIES II LTD

Hedge Fund

$81.3M

Jun 1, 2016

Jun 28, 2013

dropped

n/a

PERMAL EUROPEAN HOLDINGS N.V.

Hedge Fund

$69.6M

Jun 1, 2016

Mar 30, 2012

dropped

021-156846

PERMAL ALPHA FUND LTD.

Hedge Fund

$66.1M

Sep 16, 2015

Jun 29, 2015

dropped

n/a

PERMAL MULTI-MANAGER FUNDS (LUX) ADVANTAGE MULTI-STRATEGY FUND

Hedge Fund

$61.0M

Jun 1, 2016

Mar 30, 2012

dropped

n/a

P RE OPPORTUNITIES LTD

Other Private Fund

$59.3M

Jun 1, 2016

Mar 30, 2012

dropped

n/a

PERMAL ASIAN HOLDINGS N.V.

Hedge Fund

$52.5M

Jul 23, 2013

Mar 30, 2012

dropped

021-156837

PERMAL SILK ROAD FUND LTD.

Hedge Fund

$49.3M

Jul 30, 2012

Mar 30, 2012

dropped

021-156874

PERMAL MACRO PARTNERS LP

Hedge Fund

$47.1M

Jan 9, 2015

Mar 30, 2012

dropped

021-156885

PERMAL MULTI-MANAGER FUNDS (LUX) NATURAL RESOURCES FUND

Hedge Fund

$45.6M

Jun 1, 2016

Mar 30, 2012

dropped

021-93441

PERMAL HEDGE FUND OPPORTUNITIES II LTD.

Hedge Fund

$38.3M

Jun 1, 2016

Mar 30, 2012

dropped

021-132546

PERMAL HARD ASSETS FUND LTD.

Hedge Fund

$28.5M

Jun 1, 2016

Jun 28, 2013

dropped

n/a

PERMAL HEDGE FUND OPPORTUNITIES LTD.

Hedge Fund

$18.7M

Jun 1, 2016

Mar 30, 2012

dropped

021-156853

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BECQUAERT, FRANCOIS, PAUL

CHIEF FINANCIAL OFFICER

yes

12/2014

Jan 9, 2015

Jul 3, 2018

EDF LLC

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

ENTRUSTPERMAL GROUP HOLDINGS LLC

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

ENTRUSTPERMAL LLC

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

GH EP HOLDINGS LLC

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

HYMOWITZ, GREGG, SCOTT

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

HYMOWITZ, GREGG, SCOTT

CHAIRMAN & CHIEF EXECUTIVE OFFICER

yes

05/2016

Jun 1, 2016

Jul 3, 2018

KAHNE, BRUCE, JOEL

GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER- U.S.

yes

05/2016

Jun 1, 2016

Jul 3, 2018

LEGG MASON GLOBAL HOLDINGS LTD (CAYMAN)

Shareholder

yes

04/2009

Jun 1, 2016

Jul 3, 2018

LEGG MASON, INC.

Shareholder

yes

04/2009

Mar 30, 2012

Jul 3, 2018

PERMAL GROUP LIMITED (UK)

Shareholder

yes

05/2013

Jun 1, 2016

Jul 3, 2018

PERMAL GROUP LIMITED (UK)

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

PERMAL UK LTD. (UK)

Shareholder

yes

05/2016

Jun 1, 2016

Jul 3, 2018

ZELENKO-KULLER, JILL, NMN

GLOBAL CHIEF RISK OFFICER & CHIEF OPERATING OFFICER

yes

05/2016

Jun 1, 2016

Jul 3, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LEGG MASON PARTNERS FUND ADVISOR, LLC

n/a

Asset manager

$167B

yes

n/a

ENTRUST PARTNERS LLC

n/a

Asset manager

$12B

yes

n/a

ENTRUSTPERMAL PARTNERS OFFSHORE LP

n/a

Former SEC adviser

$6.5B

yes

n/a

ENTRUST FOCUS PARTNERS LP

n/a

yes

n/a

ENTRUSTPERMAL LTD.

n/a

yes

n/a

ENTRUSTPERMAL SECURITIES LLC

n/a

yes

n/a

LEGG MASON ASSET MANAGEMENT SINGAPORE PTE. LIMITED

n/a

yes

n/a

LEGG MASON INVESTMENTS (EUROPE) LIMITED

n/a

yes

n/a

LEGG MASON INVESTOR SERVICES, LLC

n/a

yes

n/a

PERMAL (HONG KONG) LIMITED

n/a

yes

n/a

PERMAL GROUP SAS

n/a

yes

n/a

THE ST. JAMES BANK & TRUST COMPANY LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

London

n/a

United Kingdom

Pais

n/a

France

NEW YORK

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Jul 3, 2018

n/a

2017

Jun 29, 2017

$8.7B

$8.2B

198

n/a

$3.9B

2016

Jun 1, 2016

$12B

n/a

$7.9B

2015

Jun 29, 2015

$15B

n/a

$9.3B

2014

Jun 30, 2014

$15B

$14B

n/a

$11B

2013

Jun 28, 2013

$15B

n/a

$12B

2012

Jun 29, 2012

$18B

$17B

n/a

$15B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

n/a

$8.7B

n/a

$15B

n/a

198

n/a