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D••••• L••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

D••••• L••• P•••••

Advisor at C•••• • S••• W•••••

KANSAS CITY, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b7f60c62-121b-6e5b-0819-25a0b6231867

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••• • S••• W•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 5, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••• • S••• W•••••	Independent wealth	Jun 27, 2023	n/a	yes	KANSAS CITY, MO	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Oct 14, 2020	Jun 23, 2023	no	KANSAS CITY, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C•••• • S••• W•••••	Jun 23, 2023	Jun 27, 2023	4	Firm change	Ibd to new firm
L•••••• I••••••••• A•••••••• L••	O•••• W•••••• I•••	Aug 19, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
23131:323565:MO:2023-06-20	Jun 23, 2023	Jun 27, 2023	KANSAS CITY, MO	Firm change

Relationships

Registered with (6)

→ C•••• • S••• W•••••Registered adviserregistration: current employment
Jun 27, 2023 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Oct 14, 2020 to Jun 23, 2023factForm ADV
→ L•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 24, 2019 to Aug 19, 2020factForm ADV
→ P•••••• I••••••••• W••••• A•••••••• L••

Dated events

Occurred
Jun 23, 2023
Advisor changed firm
D••••• L••• P••••• left O•••• W•••••• I••• for C•••• • S••• W••••• (registered 2023-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7f60c62-121b-6e5b-0819-25a0b6231867
First observed: Sep 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.