This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 18, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

3

Exams

S63|S66

First exam

Jul 18, 2008

First registration

Aug 4, 2009

Dual registered

yes, broker-dealer

Other names

KEN TONNING|ROY KENNETH TANNING|ROY KENNETH TONNING|ROY K TONNING

IAPD individual key

5494420

• Occurred

  Jul 22, 2025
  Advisor changed firm

  Roy Tonning left Ubs Financial Services Inc. for Morgan Stanley (registered 2025-07-11)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b7f67fc7-3231-0021-00fc-675604fe54e0

First observed

Aug 4, 2009

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.