DFX Intelligence

R••••• W•••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

R••••• W•••••• W•••••••

Advisor at P••••••••• B•••••••• S•••••••• I•••

WAUSAU, WI

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Search this name across graphsid dfx:ria:b7f78f2c-7b27-78ce-2a85-fc0ca8176a48

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Dec 1, 2002 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• B•••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• B•••••••• S•••••••• I•••	Independent wealth	Feb 3, 2003	n/a	yes	WAUSAU, WI\|WAUSAU, WI	Current employment

Relationships

Registered with (1)

→ P••••••••• B•••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 3, 2003 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 15, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b7f78f2c-7b27-78ce-2a85-fc0ca8176a48
First observed: Dec 1, 2002
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.