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Advisor at J.P. MORGAN SECURITIES LLC
Rochester, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 21, 2023 | n/a | yes | Rochester, NY | Current employment |
| HIGH PROBABILITY ADVISORS, LLC | Independent wealth | Aug 24, 2021 | Nov 8, 2023 | no | PITTSFORD, NY | Previous registration |
| HIGH FALLS ADVISORS, INC. | Independent wealth | Nov 14, 2014 | Sep 10, 2018 | no | ROCHESTER, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 3, 2013 | May 13, 2014 | no | FAIRPORT, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 11, 2003 | Apr 3, 2006 | no | PITTSFORD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGH PROBABILITY ADVISORS, LLC | J.P. MORGAN SECURITIES LLC | Nov 8, 2023 | Aug 21, 2023 | -79 | Firm change after gap | RIA to wirehouse |
| HIGH FALLS ADVISORS, INC. | HIGH PROBABILITY ADVISORS, LLC | Sep 10, 2018 | Aug 24, 2021 | 1,079 | Firm change after gap | RIA to RIA |
| LPL FINANCIAL LLC | HIGH FALLS ADVISORS, INC. | May 13, 2014 | Nov 14, 2014 | 185 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | LPL FINANCIAL LLC | Apr 3, 2006 | Oct 3, 2013 | 2,740 | Firm change after gap | Other |