DFX Intelligence

T•••• C• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T•••• C• W•••••••

Advisor at E•••••• A••••••• G••••• L••

Milwaukee, WI | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:b81054b4-e99c-d5d9-4ef2-9a72275aca94

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 7, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jun 30, 2026	n/a	yes	Milwaukee, WI\|GREENWOOD VILLAGE, CO	Current employment
D•••• • A••••••••• L••	Independent wealth	Mar 5, 2024	Nov 6, 2025	no	WAUKESHA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••• • A••••••••• L••	E•••••• A••••••• G••••• L••	Nov 6, 2025	Jun 30, 2026	236	Firm change	RIA to ibd
R•••••• I•••••••••	D•••• • A••••••••• L••	Dec 7, 2022	Mar 5, 2024

Relationships

Registered with (3)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ D•••• • A••••••••• L••Registered adviserregistration: previous registration
Mar 5, 2024 to Nov 6, 2025factForm ADV
→ R•••••• I•••••••••Registered adviserregistration: previous registration
Mar 7, 2019 to Dec 7, 2022factForm ADV

Dated events

Occurred
Nov 6, 2025
Advisor changed firm
T•••• C• W••••••• left D•••• • A••••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-06-30)
Form ADVobserved 7 days ago
Occurred
Dec 7, 2022
Advisor changed firm
T•••• C• W••••••• left R•••••• I••••••••• for D•••• • A••••••••• L•• (registered 2024-03-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b81054b4-e99c-d5d9-4ef2-9a72275aca94
First observed: Mar 7, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.