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E••••• C••••••• C••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

E••••• C••••••• C••••••• L•

CRD 157228

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:b8163162-8144-8ce2-d38d-ba31b82f9b27

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 2
Observed: Feb 14, 2012 to Mar 20, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

E••••• C••••••• C••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

E••••• C••••••• C••••••• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $786M••• Locked
Discretionary RAUM: $786M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E••••• C••••••• C•••••• F••• I••• L•	Private Equity Fund	$348M	Mar 26, 2024	45	Mar 23, 2016	reported	021-243467
E••••• C••••••• C•••••• F••• I•• L•	Private Equity Fund	$97.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••• L••	Trustee	D	yes	05/2005	Feb 14, 2012	Mar 26, 2024
B••••• R•••••• L••	MANAGING DIRECTOR	Na	yes	05/2005	Feb 14, 2012	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
E••••• C••••••• C•••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
E••••• C••••••• C•••••• P••••••• I•• L••	n/a	n/a	n/a	N	yes	n/a
E••••• C••••••• C•••••• P••••••• I••• L••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$786M	$723M	8.8%	$569M	11.4%	12	12	0	0

Relationships

Advises (6)

→ E••••• B• C••••••••• L•Private fundPrivate Equity Fund, IA
Mar 26, 2024 to presentfactForm ADV
→ E••••• C••••••• C•••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ E••••• C••••••• C•••••• F••• ••• I•• L•Private fundPrivate Equity Fund, IA
Mar 28, 2023 to presentfactForm ADV
→ E••••• C••••••• C•••••• F••• I••• L•

Dated events

Occurred
Jul 10, 2019
Control person left
Tracey Megan Pirsch (Chief Compliance Officer And Finance Manager) no longer on Schedule A of E••••• C••••••• C••••••• L• (listed 2019-03-28, absent 2019-07-10)
Form ADVobserved 7 days ago
Occurred
Jul 10, 2019
Control person joined
Rawson Lee Pantuso (Chief Financial Officer / Chief Compliance Officer) appeared on Schedule A of E••••• C••••••• C••••••• L•
Form ADVobserved 7 days ago
Occurred
Jul 31, 2015
Succession filed (Item 4)
E••••• C••••••• C••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8163162-8144-8ce2-d38d-ba31b82f9b27
First observed: Feb 14, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.