DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E••••• C••••••• C••••••• L•
Latest filing Mar 20, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$786M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$786M as of Mar 20, 2026
Mar 25, 2013$406M then
HNW client RAUM$0 as of Mar 16, 2020
Mar 28, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 25, 20130 then
Employees (5.A)12 as of Mar 20, 2026
Mar 25, 201310 then
Private funds5 as of Mar 20, 2026
Mar 25, 20132 then
RAUM +8.8% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $157MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$786M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••• C••••••• C•••••• F••• I••• L• | Private Equity Fund | $348M | 45 | Mar 23, 2016 |
| E••••• C••••••• C•••••• F••• I•• L• | Private Equity Fund | $97.9M | 25 | Mar 28, 2023 |
| E••••• C••••••• C•••••• F••• I•• L• | Private Equity Fund | $93.0M | 57 | Feb 14, 2012 |
| E••••• B• C••••••••• L• | Private Equity Fund | $78.4M | 2 | Mar 26, 2024 |
| E••••• C••••••• C•••••• F••• ••• I•• L• | Private Equity Fund | $44.5M | 5 | Mar 28, 2023 |
| E••••• C••••••• C•••••• F•••• L•no longer reported | Private Equity Fund | $1.0M | 76 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R•••••• L•• · Managing Directorcontrolsince 05/2005 · owns less than 5%
- P••••••• L••• R••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 07/2019 · owns less than 5%
- S••••••• S••••• R••••• · Managing Directorcontrolsince 05/2005 · owns less than 5%
- B••••• R•••••• L•• · Managing Membercontrolsince 06/2015 · owns 50% to 75% of E••••• C••••••• C•••••• G•• L••
- B••••• R•••••• L•• · Trusteecontrolsince 05/2005 · owns 50% to 75% of T•• H••••••••• F••••• T••••
- H•••••• K••••••• T•••••• · Trusteecontrolsince 05/2005 · owns 50% to 75% of T•• H••••••••• F••••• T••••
- S••••••• J••••••• H•••••• · Trusteecontrolsince 05/2005 · owns 50% to 75% of S•••••• T••••
- S••••••• S••••• R••••• · Managing Membercontrolsince 06/2015 · owns 50% to 75% of E••••• C••••••• C•••••• G•• L••
- S••••••• S••••• R••••• · Trusteecontrolsince 05/2005 · owns 50% to 75% of S•••••• T••••
Entity owners
- E••••• C••••••• C•••••• G•• L•• · General Partnerdirect · owns less than 5%
- S•••••• T•••• · Limited Partnerdirect · owns 50% to 75%
- T•• H••••••••• F••••• T•••• · Limited Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- E••••• C••••••• C•••••• G•• L••pooled vehicle sponsorn
- E••••• C••••••• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- E••••• C••••••• C•••••• P••••••• I••• L••pooled vehicle sponsorn
- E••••• C••••••• C•••••• P••••••• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 21, 2025 to Mar 20, 2026
- Pooled vehicle clients · 4 to 5Mar 21, 2025 to Mar 20, 2026
- Private funds · 4 to 5Mar 21, 2025 to Mar 20, 2026
- Discretionary RAUM · $723M to $786MMar 21, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $723M to $786MMar 21, 2025 to Mar 20, 2026
- RAUM · $723M to $786MMar 21, 2025 to Mar 20, 2026
- Accounts · 5 to 4Mar 26, 2024 to Mar 21, 2025
- Pooled vehicle clients · 5 to 4Mar 26, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 21, 2025
- Private funds · 5 to 4Mar 26, 2024 to Mar 21, 2025
- Discretionary RAUM · $662M to $723MMar 26, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $662M to $723MMar 26, 2024 to Mar 21, 2025
- RAUM · $662M to $723MMar 26, 2024 to Mar 21, 2025
- Private funds · 4 to 5Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $569M to $662MMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $569M to $662MMar 28, 2023 to Mar 26, 2024
- RAUM · $569M to $662MMar 28, 2023 to Mar 26, 2024
- Accounts · 3 to 5Nov 2, 2022 to Mar 28, 2023
- Pooled vehicle clients · 3 to 5Nov 2, 2022 to Mar 28, 2023
- Private funds · 2 to 4Nov 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $468M to $569MNov 2, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $468M to $569MNov 2, 2022 to Mar 28, 2023
- RAUM · $468M to $569MNov 2, 2022 to Mar 28, 2023
- Discretionary RAUM · $432M to $468MMar 19, 2021 to Feb 28, 2022
- Pooled vehicle RAUM · $432M to $468MMar 19, 2021 to Feb 28, 2022
- RAUM · $432M to $468MMar 19, 2021 to Feb 28, 2022
- Charity clients · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Corporate clients · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- HNW clients · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Individual clients · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Pension plan clients · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Employees · 13 to 12Apr 24, 2020 to Mar 19, 2021
- Discretionary RAUM · $415M to $432MApr 24, 2020 to Mar 19, 2021
- HNW RAUM · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Individual RAUM · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Pension RAUM · 0.0 to unsetApr 24, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $415M to $432MApr 24, 2020 to Mar 19, 2021
- RAUM · $415M to $432MApr 24, 2020 to Mar 19, 2021
- Accounts · 2 to 3Mar 16, 2020 to Apr 24, 2020
- Pooled vehicle clients · 2 to 3Mar 16, 2020 to Apr 24, 2020
Signals
3 dated events
- Tracey Megan Pirsch (Chief Compliance Officer And Finance Manager) no longer on Schedule A of E••••• C••••••• C••••••• L• (listed 2019-03-28, absent 2019-07-10)Jul 10, 2019 · Control person left · inference
- Rawson Lee Pantuso (Chief Financial Officer / Chief Compliance Officer) appeared on Schedule A of E••••• C••••••• C••••••• L•Jul 10, 2019 · Control person joined · fact
- E••••• C••••••• C••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 31, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- E••••• C••••••• C••••••• L• · Independent Sponsorsshared crd · capital_provider
- E••••• C••••••• C••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/encore-consumer-capital-sfreportedpublic record, Form ADV, Sep 18, 2026
- Website
- E•••••C•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-296-9850reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026