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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

JOHN AL ARAS

Advisor at RBC CAPITAL MARKETS, LLC

ANNAPOLIS, MD | Vienna, VA

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Search this name across graphsid dfx:ria:b816b4f3-def6-3069-b00e-95a26f3cf6e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 11, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Aug 30, 1984
First registration: Nov 11, 1995
Dual registered: yes, broker-dealer
Other names: JOHN A ARAS
IAPD individual key: 1271914

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Oct 27, 2025	n/a	yes	ANNAPOLIS, MD\|Vienna, VA	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 15, 2014	Nov 5, 2025	no	ANNAPOLIS, MD\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|ANNAPOLIS, MD\|annapolis, MD	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 23, 2014	no	Annapolis, MD\|Washington, DC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	ANNAPOLIS, MD	Previous registration
MORGAN STANLEY DW INC.	n/a	Nov 11, 1995	Apr 2, 2007	no	ANNAPOLIS, MD\|ANNAPOLIS, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	RBC CAPITAL MARKETS, LLC	Nov 5, 2025	Oct 27, 2025	-9	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jan 23, 2014	Jan 15, 2014	-8	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Relationships

Registered with (5)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Oct 27, 2025 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 15, 2014 to Nov 5, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 23, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Nov 11, 1995 to Apr 2, 2007factForm ADV

Dated events

Occurred
Nov 5, 2025
Advisor changed firm
John Al Aras left Ubs Financial Services Inc. for Rbc Capital Markets, Llc (registered 2025-10-27)
Form ADVobserved 6 days ago