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Registered advisor
J••• A• A•••
Feed of 09/14/2026
Also filed as J••• A A•••
At current firm
0 y
since Oct 27, 2025
In the industry
42 y
since Aug 30, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Oct 27, 2025 · Annapolis, Md
- U•• F•••••••• S••••••• I••• wirehouseJan 15, 2014 to Nov 5, 2025 · Annapolis, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Jan 23, 2014 · Annapolis, Md
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Annapolis, Md
- M••••• S•••••• D• I••• unclassifiedNov 11, 1995 to Apr 2, 2007 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Nov 5, 2025, registered Oct 27, 2025 (-9 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jan 23, 2014, registered Jan 15, 2014 (-8 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- J••• A• A••• left U•• F•••••••• S••••••• I••• for R•• C•••••• M••••••• L•• (registered 2025-10-27)Nov 5, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address