DFX Intelligence

O••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

O••• C••••••

O••• C•••••• MANAGEMENT, LLC, CRD 327232

NEW YORK, NY

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Search this name across graphs

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 6
On other graphs: 4
Observed: Jun 26, 2024 to Mar 30, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

O••• C••••••

Venture manager · cited, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

O••• C••••••

Capital provider to sponsors · cited, key_crd, key_sfn_adviser, shared_crd

Private Equityidentity

O••• C••••••

Private equity manager · cited, key_crd, key_sfn_adviser, shared_crd

Allocatorsidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F••••• I••••••••• H••••••• I• L•	Private Equity Fund	$377M	Mar 30, 2026	3	Mar 28, 2024	reported	021-484770
O••• F••••• C•••••••• I• L•	Private Equity Fund	$228M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• Y••• Y••	CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER	Na	yes	02/2024	Jun 26, 2024	Jun 26, 2024
H••••••• I••••• J•••	Member	C	yes	02/2023	Jun 26, 2024	Jun 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• I••••••••• H••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
O••• C•••••• F••• I• G•• L•	n/a	n/a	n/a	N	yes	n/a
O••• F••••• C•••••••• I• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$839M	56.8%	n/a	n/a	11	11	0	0

Relationships

Advises (5)

→ O••• C•••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Jun 26, 2024 to presentfactForm ADV
→ F••••• I••••••••• H••••••• I• L•Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ O••• F••••• C•••••••• I• L•Private fundPrivate Equity Fund, IA
Jul 20, 2023 to presentfactForm ADV
→ C••••••• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$476M
Occurred
Mar 30, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-974M
Occurred
Mar 30, 2026
Private fund first reported
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2025

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 26, 2024
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.