DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

O••• C••••••

Asset manager (funds and pooled vehicles)SEC-registered5 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $1.3B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.3B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+57%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 327232 · SEC 801-130769 · 5 filingsShow
CRD 327232SEC 801-130769Legal name O••• C•••••• M••••••••• L••First filing on the tape Jun 26, 2024, latest Mar 30, 2026SEC status approved since Jul 25, 2024IAPD
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 31, 2025$839M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20250 then
Employees (5.A)11 as of Mar 30, 2026
Mar 31, 202511 then
Private funds5 as of Mar 30, 2026
Mar 31, 20255 then
RAUM +57% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$263MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+57%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.3B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F••••• I••••••••• H••••••• I• L•Private Equity Fund$377M3Mar 28, 2024
      O••• F••••• C•••••••• I• L•Private Equity Fund$228M93Jul 20, 2023
      O••• C•••••• F••• I••• L•Private Equity Fund$186M101Jun 26, 2024
      O••• C•••••• F••• I••• L•Private Equity Fund$186M101Jun 26, 2024
      C••••••• L•Private Equity Fund$01Mar 30, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• Y••• Y•• · Chief Compliance Officer / Chief Financial Officercontrol
        since 02/2024 · owns less than 5%
      • H••••••• I••••• J••• · Founder / General Partnercontrol
        since 05/2023 · owns less than 5%
      • S•••••••• A•••• J••• · Founder / General Partnercontrol
        since 05/2023 · owns less than 5%
      • S•••• N••••• N••••••• · Founder / General Partnercontrol
        since 05/2023 · owns less than 5%
      • S••••••• B••••• J•••••• · Founder / General Partnercontrol
        since 05/2023 · owns less than 5%
      • H••••••• I••••• J••• · Membercontrol
        since 02/2023 · owns 25% to 50% of O••• C•••••• U••••••• G•• L••
      • H••••••• I••••• J••• · Limited Partnercontrol
        since 03/2023 · owns 25% to 50% of O••• C•••••• M• A••••••••• L•
      • S•••••••• A•••• J••• · Membercontrol
        since 02/2023 · owns 25% to 50% of O••• C•••••• U••••••• G•• L••
      • S•••••••• A•••• J••• · Limited Partnercontrol
        since 03/2023 · owns 25% to 50% of O••• C•••••• M• A••••••••• L•
      • S•••• N••••• N••••••• · Limited Partnercontrol
        since 03/2023 · owns 25% to 50% of O••• C•••••• M• A••••••••• L•
      • S•••• N••••• N••••••• · Membercontrol
        since 02/2023 · owns 25% to 50% of O••• C•••••• U••••••• G•• L••
      • S••••••• B••••• J•••••• · Membercontrol
        since 02/2023 · owns 25% to 50% of O••• C•••••• U••••••• G•• L••
      • S••••••• B••••• J•••••• · Limited Partnercontrol
        since 03/2023 · owns 25% to 50% of O••• C•••••• M• A••••••••• L•
      Entity owners
      • O••• C•••••• M• H•••••• L• · Member
        direct · owns 75% or more
      • O••• C•••••• M• A••••••••• L• · Limited Partner
        indirect · owns 75% or more of O••• C•••••• M• H•••••• L•
      • O••• C•••••• U••••••• G•• L•• · General Partner
        indirect · owns F of O••• C•••••• M• A••••••••• L•
      • O••• C•••••• U••••••• G•• L•• · General Partner
        indirect · owns F of O••• C•••••• M• H•••••• L•
      Related persons
      Schedule D 7.A
      • F••••• I••••••••• H••••••• G•• L••
        pooled vehicle sponsorn
      • O••• C•••••• F••• I• G•• L•
        bankpooled vehicle sponsorn
      • O••• F••••• C•••••••• I• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $839M to $1.3B
        Jan 26, 2026 to Mar 30, 2026
      • Pooled vehicle RAUM · $839M to $1.3B
        Jan 26, 2026 to Mar 30, 2026
      • RAUM · $839M to $1.3B
        Jan 26, 2026 to Mar 30, 2026
      • Financial planning clients · unset to
        Mar 31, 2025 to May 27, 2025
      • Accounts · 4 to 5
        Jun 26, 2024 to Mar 31, 2025
      • Advisory employees · 6 to 8
        Jun 26, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 4 to 5
        Jun 26, 2024 to Mar 31, 2025
      • Employees · 9 to 11
        Jun 26, 2024 to Mar 31, 2025
      • Private funds · 8 to 5
        Jun 26, 2024 to Mar 31, 2025
      • Discretionary RAUM · $277M to $839M
        Jun 26, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $277M to $839M
        Jun 26, 2024 to Mar 31, 2025
      • RAUM · $277M to $839M
        Jun 26, 2024 to Mar 31, 2025
      Signals
      4 dated events
      • ••• Locked
        Mar 30, 2026 · RAUM change · derived
      • ••• Locked
        Mar 30, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 31, 2025 · RAUM change · derived
      • ••• Locked
        Jun 26, 2024 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026