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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

MICHELLE LEE HOOSIER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SPARTANBURG, SC

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Search this name across graphsid dfx:ria:b81d8216-294b-71df-55aa-60dd416fdaee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 29, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 29, 2001
First registration: Feb 6, 2001
Dual registered: yes, broker-dealer
Other names: MICHELLE L STANTON|MICHELLE LEE STANTON|MICHELLE LEE STANTON|MICHELLE LEE HOOSIER|MICHELLE L HOOSIER
IAPD individual key: 2953225

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 12, 2014	n/a	yes	SPARTANBURG, SC	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 8, 2014	no	SPARTANBURG, SC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Nov 7, 2008	Jun 1, 2009	no	SPARTANBURG, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 11, 2007	Nov 7, 2008	no	SPARTANBURG, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 6, 2001	Sep 11, 2007	no	NORTH BETHESDA, MD\|ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 8, 2014	May 12, 2014	4	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY & CO. LLC	Nov 7, 2008	Nov 7, 2008	0	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 12, 2014 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 8, 2014factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Nov 7, 2008 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 11, 2007 to Nov 7, 2008factForm ADV

Dated events

No dated event names this entity yet.