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Advisor at ASPEN WEALTH MANAGEMENT, LLC
FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASPEN WEALTH MANAGEMENT, LLC | Independent wealth | Feb 25, 2026 | n/a | yes | FORT WORTH, TX|FORT WORTH, TX | Current employment |
| THE MATHER GROUP, LLC | Independent wealth | Aug 17, 2022 | Jul 10, 2025 | no | Lafayette, CA|CHICAGO, IL | Previous registration |
| HC FINANCIAL ADVISORS INC | Former SEC adviser | May 22, 2019 | Aug 9, 2022 | no | LAFAYETTE, CA | Previous registration |
| HOWARD FINANCIAL SERVICES, LTD. | Independent wealth | Feb 26, 2018 | Apr 22, 2019 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THE MATHER GROUP, LLC | ASPEN WEALTH MANAGEMENT, LLC | Jul 10, 2025 | Feb 25, 2026 | 230 | Firm change | RIA to RIA |
| HC FINANCIAL ADVISORS INC | THE MATHER GROUP, LLC | Aug 9, 2022 | Aug 17, 2022 | 8 | Firm change | RIA to RIA |
| HOWARD FINANCIAL SERVICES, LTD. | HC FINANCIAL ADVISORS INC | Apr 22, 2019 | May 22, 2019 | 30 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110436:156005:CA:2022-08-09 | Aug 9, 2022 | Aug 17, 2022 | LAFAYETTE, CA | Firm change |