DFX Intelligence

D••••• J•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• J•••• D••••

Advisor at P•••••• A•••••• G••••• L••

ROSEVILLE, CA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:b82244b8-3ea7-332c-62c9-be04df665834

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• A•••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Jun 26, 2026	n/a	yes	ROSEVILLE, CA\|MORRISTOWN, NJ	Current employment
M•••••• A•••••• N••••••	Bd affiliated wealth	May 31, 2024	Jun 26, 2026	no	Roseville, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A•••••• N••••••	P•••••• A•••••• G••••• L••	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
E••••• J••••	M•••••• A•••••• N••••••	May 31, 2024	May 31, 2024

Relationships

Registered with (3)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ M•••••• A•••••• N••••••Registered adviserregistration: previous registration
May 31, 2024 to Jun 26, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 13, 2018 to May 31, 2024factForm ADV

Dated events

Occurred
May 31, 2024
A•••••• firm change
D••••• J•••• D•••• left E••••• J•••• for M•••••• A•••••• N•••••• (registered 2024-05-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b82244b8-3ea7-332c-62c9-be04df665834
First observed: Feb 13, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.