DFX Intelligence

P•••••• K•••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner16 years in industry

P•••••• K•••••••• H•••••

Advisor at C•••••• F•••••••• G••••• L••

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:b842bc42-6d36-bbf3-4991-81260f497ccd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• F•••••••• G••••• L••	Independent wealth	Nov 1, 2016	n/a	yes	KING OF PRUSSIA, PA	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Oct 24, 2014	Oct 31, 2016	no	KING OF PRUSSIA, PA\|FORT MYERS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	C•••••• F•••••••• G••••• L••	Oct 31, 2016	Nov 1, 2016	1	Firm change	Other

Relationships

Registered with (2)

→ C•••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Nov 1, 2016 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 24, 2014 to Oct 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b842bc42-6d36-bbf3-4991-81260f497ccd
First observed: Oct 24, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.