DFX Intelligence
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Reading the graph
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Advisor at M••••• C••••••• L••
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• C••••••• L•• | Asset manager | Jan 16, 2025 | n/a | yes | DENVER, CO | Current employment |
| P•••••• A•••••••• L•• | Asset manager | Mar 25, 2022 | Apr 8, 2025 | no | Denver, CO|DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• A•••••••• L•• | M••••• C••••••• L•• | Apr 8, 2025 | Jan 16, 2025 | -82 | Firm change after gap | Other |
| E••••••• F•••• L•• | P•••••• A•••••••• L•• | Jan 5, 2022 | Mar 25, 2022 |
| E••••••• F•••• L•• | Former SEC adviser | Jan 4, 2022 | Jan 5, 2022 | no | Highlands Ranch, CO|NEW YORK, NY | Previous registration |
| E••••••• F•••• L•• | Former SEC adviser | Mar 7, 2018 | Dec 31, 2021 | no | Greenwood Village, CO|Highlands Ranch, CO|NEW YORK, NY | Previous registration |
| T•• A•••••••• I••• | Bd affiliated wealth | Apr 18, 2017 | Apr 25, 2017 | no | LITTLETON, CO|SUMMIT, NJ | Previous registration |
| C••••• C••••••• L•• | Former SEC adviser | Mar 3, 2006 | Jun 10, 2011 | no | DENVER, CO | Previous registration |
| Firm change |
| Other |
| T•• A•••••••• I••• | E••••••• F•••• L•• | Apr 25, 2017 | Mar 7, 2018 | 316 | Firm change | Other |
| C••••• C••••••• L•• | T•• A•••••••• I••• | Jun 10, 2011 | Apr 18, 2017 | 2,139 | Firm change after gap | Other |