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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

TIMOTHY JOHN BAILEY

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b84895f3-7cc3-18d0-51da-af1e8a22911d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 2, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 2, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 7, 2008
First registration: Oct 2, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4852220

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 22, 2017	n/a	yes	BATTLE CREEK, MI\|KALAMAZOO, MI\|BERRIEN SPRINGS, MI\|DECATUR, MI\|RICHLAND, MI\|BERRIEN SPRINGS, MI\|BATTLE CREEK, MI\|PAW PAW, MI\|PLAINWELL, MI\|DOWAGLAC, MI\|PORTAGE, MI\|BATTLE CREEK, MI\|BATTLE CREEK, MI\|KALAMAZOO, MI\|COLDWATER, MI\|ALLEGAN, MI\|BATTLE CREEK, MI\|SAGINAW, MI	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Nov 3, 2017	no	Battle Creek, MI\|Three Rivers, MI\|St. Joseph, MI\|PORTAGE, MI\|Sturgis, MI\|Kalamazoo, MI	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Sep 17, 2014	Jul 1, 2016	no	PORTAGE, MI\|PLAINWELL, MI\|SOUTH HAVEN, MI\|St. Joseph, MI	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	May 26, 2010	Feb 8, 2013	no	BATTLE CREEK, MI\|BATTLE CREEK, MI\|PORTAGE, MI\|KALAMAZOO, MI\|PORTAGE, MI\|BATTLE CREEK, MI\|BATTLE CREEK, MI\|KALAMAZOO, MI\|PORTAGE, MI\|KALAMAZOO, MI	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Oct 2, 2007	Mar 23, 2010	no	PORTAGE, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Nov 3, 2017	Nov 22, 2017	19	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
FIFTH THIRD SECURITIES, INC.	ESSEX NATIONAL SECURITIES, INC.	Feb 8, 2013	Sep 17, 2014	586	Firm change after gap	Other
HUNTINGTON FINANCIAL ADVISORS	FIFTH THIRD SECURITIES, INC.	Mar 23, 2010	May 26, 2010	64	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 22, 2017 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Nov 3, 2017factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 17, 2014 to Jul 1, 2016factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
May 26, 2010 to Feb 8, 2013factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 2, 2007 to Mar 23, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b84895f3-7cc3-18d0-51da-af1e8a22911d
First observed: Oct 2, 2007
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TIMOTHY JOHN BAILEY

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b84895f3-7cc3-18d0-51da-af1e8a22911d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.